# Saos Capital, LLC

> Saos Capital, LLC is an SEC-registered investment advisory firm in Mount Pleasant, SC, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.

- CRD: 159515
- Filed as: SAOS CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mount Pleasant, SC
- Filing period: October 2026
- Form ADV filing dated: May 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159515
- AdvisorCensus page: https://advisorcensus.com/firm/saos-capital-llc-mount-pleasant-sc-159515

## Quick answers

**How is Saos Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Saos Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Saos Capital, LLC located?**
Saos Capital, LLC's principal office is in Mount Pleasant, SC, according to its Form ADV.

**Is Saos Capital, LLC registered with the SEC or a state?**
Saos Capital, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159515.

**How much does Saos Capital, LLC manage?**
Saos Capital, LLC reports $239,116,090 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (94% discretionary).

**How have Saos Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Saos Capital, LLC: Regulatory assets under management: $128,179,089 in the October 2021 data and $239,116,090 in the October 2026 data, up 87%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saos Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (456); high net worth individuals (80); pension and profit sharing plans (but not the plan participants or government pension plans) (25).

**Which custodians does Saos Capital, LLC use?**
Saos Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Saos Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159515

**Does Saos Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 28, 2026 says: "There is an account minimum of $50,000, which may be waived by the investment adviser, based on the needs of the client and the complexity of the situation."

**What changed in Saos Capital, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $207,724,783 to $239,116,090 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 28, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $50,000, which may be waived by the investment adviser, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $239,116,090
- Discretionary: $225,081,360
- Non-discretionary: $14,034,730

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 456 | $83,005,715 |
| High net worth individuals | 80 | $142,075,645 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 25 | $14,034,730 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, CA, FL, GA, LA, MI, NC, PA, SC, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saoscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,179,089 | 3 | March 15, 2021 |
| October 2022 | $172,167,057 | 4 | May 10, 2022 |
| October 2023 | $161,879,210 | 4 | March 1, 2023 |
| October 2024 | $169,332,166 | 4 | February 14, 2024 |
| October 2025 | $207,724,783 | 4 | February 25, 2025 |
| October 2026 | $239,116,090 | 4 | May 28, 2026 |

Regulatory assets under management: $128,179,089 in the October 2021 data and $239,116,090 in the October 2026 data, up 87%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $207,724,783 to $239,116,090 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saos Capital, LLC (CRD 159515): Form ADV filing data as of October 2026.