# Santa Cruz Financial

> Santa Cruz Financial is a state-registered investment advisory firm in Rancho Cucamonga, CA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 334207
- Filed as: SANTA CRUZ FINANCIAL
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rancho Cucamonga, CA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334207
- AdvisorCensus page: https://advisorcensus.com/firm/santa-cruz-financial-rancho-cucamonga-ca-334207

## Quick answers

**How is Santa Cruz Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Santa Cruz Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Santa Cruz Financial located?**
Santa Cruz Financial's principal office is in Rancho Cucamonga, CA, according to its Form ADV.

**Is Santa Cruz Financial registered with the SEC or a state?**
Santa Cruz Financial is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 334207.

**How much does Santa Cruz Financial manage?**
Santa Cruz Financial reports $0 in regulatory assets under management in its Form ADV filing dated March 19, 2026.

**Does Santa Cruz Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334207

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @omar-shallan-9a138516b

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Santa Cruz Financial (CRD 334207): Form ADV filing data as of October 2026.