# Sandlot Private Wealth LLC

> Sandlot Private Wealth LLC is an SEC-registered investment advisory firm in Orem, UT, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 335925
- Filed as: SANDLOT PRIVATE WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Orem, UT
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335925
- AdvisorCensus page: https://advisorcensus.com/firm/sandlot-private-wealth-llc-orem-ut-335925

## Quick answers

**How is Sandlot Private Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sandlot Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Sandlot Private Wealth LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 14, 2026 states: Asset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sandlot Private Wealth LLC located?**
Sandlot Private Wealth LLC's principal office is in Orem, UT, according to its Form ADV.

**Is Sandlot Private Wealth LLC registered with the SEC or a state?**
Sandlot Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335925.

**How much does Sandlot Private Wealth LLC manage?**
Sandlot Private Wealth LLC reports $305,047 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**What types of clients does Sandlot Private Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).

**Does Sandlot Private Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335925

**Does Sandlot Private Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 14, 2026 says: "The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential."

**What changed in Sandlot Private Wealth LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in CO, CT, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 14, 2026)

- Asset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it)

> For investment advisory services where we manage client assets, our annual advisory fee typically ranges from 0.50% to 1. 70% of the assets under management (AUM).

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $305,047
- Discretionary: $305,047
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $197,898 |
| High net worth individuals | Fewer than 5 | $107,149 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sandlotwealth.com

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in CO, CT, TX.

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $0 to $305,047.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sandlot Private Wealth LLC (CRD 335925): Form ADV filing data as of October 2026.