{
  "crd_number": 335925,
  "slug": "sandlot-private-wealth-llc-orem-ut-335925",
  "primary_business_name": "SANDLOT PRIVATE WEALTH LLC",
  "legal_name": "SANDLOT PRIVATE WEALTH LLC",
  "dbas": [],
  "city": "Orem",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "39340",
  "metro": {
    "cbsa_code": "39340",
    "common_name": "Provo",
    "msa_name": "Provo-Orem-Lehi, UT",
    "path": "/advisors/ut/provo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-09-08",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-14",
  "carried_forward": false,
  "raum_total": 305047.0,
  "raum_discretionary": 305047.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 197898.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 107149.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "CT",
    "TX",
    "UT"
  ],
  "websites": [
    "https://sandlotwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335925",
  "city_as_filed": "OREM",
  "url": "https://advisorcensus.com/firm/sandlot-private-wealth-llc-orem-ut-335925",
  "display_name": "Sandlot Private Wealth LLC",
  "summary": "Sandlot Private Wealth LLC is an SEC-registered investment advisory firm in Orem, UT, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.",
  "citation": "AdvisorCensus. Sandlot Private Wealth LLC (CRD 335925): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Sandlot Private Wealth LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sandlot Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "What does Sandlot Private Wealth LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated July 14, 2026 states: Asset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sandlot Private Wealth LLC located?",
      "a": "Sandlot Private Wealth LLC's principal office is in Orem, UT, according to its Form ADV."
    },
    {
      "q": "Is Sandlot Private Wealth LLC registered with the SEC or a state?",
      "a": "Sandlot Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335925."
    },
    {
      "q": "How much does Sandlot Private Wealth LLC manage?",
      "a": "Sandlot Private Wealth LLC reports $305,047 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Sandlot Private Wealth LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5)."
    },
    {
      "q": "Does Sandlot Private Wealth LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335925"
    },
    {
      "q": "Does Sandlot Private Wealth LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 14, 2026 says: \"The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential.\""
    },
    {
      "q": "What changed in Sandlot Private Wealth LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in CO, CT, TX."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in CO, CT, TX."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $305,047."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 14, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1.7% a year",
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "For investment advisory services where we manage client assets, our annual advisory fee typically ranges from 0.50% to 1. 70% of the assets under management (AUM)."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential."
        ]
      }
    ],
    "quotes": [
      "For investment advisory services where we manage client assets, our annual advisory fee typically ranges from 0.50% to 1. 70% of the assets under management (AUM).",
      "The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sandlot-private-wealth-llc-orem-ut-335925.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 197898.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 107149.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335925",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}