# Sanctuary Financial Planning, LLC

> Sanctuary Financial Planning, LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 325857
- Filed as: SANCTUARY FINANCIAL PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325857
- AdvisorCensus page: https://advisorcensus.com/firm/sanctuary-financial-planning-llc-charlotte-nc-325857

## Quick answers

**How is Sanctuary Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sanctuary Financial Planning, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sanctuary Financial Planning, LLC located?**
Sanctuary Financial Planning, LLC's principal office is in Charlotte, NC, according to its Form ADV.

**Is Sanctuary Financial Planning, LLC registered with the SEC or a state?**
Sanctuary Financial Planning, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 325857.

**How much does Sanctuary Financial Planning, LLC manage?**
Sanctuary Financial Planning, LLC reports $102,173,006 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (41% discretionary).

**What types of clients does Sanctuary Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (36); individuals (other than high net worth individuals) (8).

**Which custodians does Sanctuary Financial Planning, LLC use?**
Sanctuary Financial Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sanctuary Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325857

**What changed in Sanctuary Financial Planning, LLC's recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $102,173,006
- Discretionary: $41,426,897
- Non-discretionary: $60,746,109

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $2,557,528 |
| High net worth individuals | 36 | $99,615,478 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sanctuaryfinancialplanning.com
- sanctuaryfinancialplanning.com/from-work-to-whats-next
- sanctuaryfp.com
- Facebook @sanctuaryfinancialplanning
- Instagram @planwithjim
- Instagram @sarahkcharles
- LinkedIn @sanctuaryfinancialplanning
- LinkedIn @jim-charles
- LinkedIn @sarah-k-charles
- TikTok @planwithjim
- TikTok @sarahkcharles
- YouTube @sarahkcharles
- YouTube @UC9iyeh7SYmopUAYbDWWwLRg

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sanctuary Financial Planning, LLC (CRD 325857): Form ADV filing data as of October 2026.