# Sanchez Gaunt Capital Management, LLC > Sanchez Gaunt Capital Management, LLC is an SEC-registered investment advisory firm in Reno, NV, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 16, 2026. - CRD: 336187 - Filed as: SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC - Also doing business as: SANCHEZ GAUNT CAPITAL MANAGEMENT - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Reno, NV - Filing period: October 2026 - Form ADV filing dated: June 16, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336187 - AdvisorCensus page: https://advisorcensus.com/firm/sanchez-gaunt-capital-management-llc-reno-nv-336187 ## Quick answers **How is Sanchez Gaunt Capital Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Sanchez Gaunt Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management. **How much does Sanchez Gaunt Capital Management, LLC charge?** Its Form ADV Part 2A brochure dated March 21, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Sanchez Gaunt Capital Management, LLC located?** Sanchez Gaunt Capital Management, LLC's principal office is in Reno, NV, according to its Form ADV. **Is Sanchez Gaunt Capital Management, LLC registered with the SEC or a state?** Sanchez Gaunt Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336187. **How much does Sanchez Gaunt Capital Management, LLC manage?** Sanchez Gaunt Capital Management, LLC reports $285,849,290 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary). **How have Sanchez Gaunt Capital Management, LLC's assets and staff changed since 2025?** In the Form ADV data for Sanchez Gaunt Capital Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $285,849,290 in the October 2026 data. Total employees: 4 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Sanchez Gaunt Capital Management, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (714); high net worth individuals (116). **Which custodians does Sanchez Gaunt Capital Management, LLC use?** Sanchez Gaunt Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC as a custodian holding 10% or more of its separately managed account assets. **Does Sanchez Gaunt Capital Management, LLC report any disciplinary disclosures?** Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336187 **What changed in Sanchez Gaunt Capital Management, LLC's recent Form ADV filings?** In the July 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated March 21, 2026) - Asset-based fee: up to 2% of assets a year (the maximum the brochure states) > The annual fee paid for investment advisory services will not exceed 2.00% of the total assets under management. > We provide our services on a fee- only basis. Our fees are based on a percentage of assets under management. - Minimum annual fee: None > SGCM does not require a minimum account size or minimum annual fee to open or maintain an account. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Assetmark Brokerage, LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $285,849,290 - Discretionary: $285,849,290 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 714 | $155,874,048 | | High net worth individuals | 116 | $129,975,242 | | Banking or thrift institutions | Not reported | $0 | | Investment companies | Not reported | $0 | | Business development companies | Not reported | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 | | Charitable organizations | Not reported | $0 | | State or municipal government entities (including government pension plans) | Not reported | $0 | | Other investment advisers | Not reported | $0 | | Insurance companies | Not reported | $0 | | Sovereign wealth funds and foreign official institutions | Not reported | $0 | | Other | Not reported | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Selection of other advisers (including private fund managers) - Publication of periodicals or newsletters - Educational seminars/workshops ### Firm details - Registered since: 2025 (1 year) - Employees: 5 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: AZ, CA, CO, FL, ID, LA, MT, NC, NV, OR, TN, TX, WA - Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11. ### Item 11 questions answered yes - 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336187 ### Websites listed on Form ADV (Item 1.I) - sanchezgaunt.com - Facebook @sanchezgauntcapitalmanagement - Instagram @sanchezgauntcapitalmanagement - LinkedIn @sanchez-gaunt-capital-management-llc ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2025 | $0 | 4 | July 17, 2025 | | October 2026 | $285,849,290 | 5 | June 16, 2026 | Regulatory assets under management: $0 in the October 2025 data and $285,849,290 in the October 2026 data. Total employees: 4 in October 2025 and 5 in October 2026. ## Changes in the filing (last 12 months) ### July 2026 - Updated its list of owners and control persons (Schedule A). ### April 2026 - Regulatory assets under management went from $244,990,016 to $285,849,290 (+17%). - Registered or notice-filed in ID, TN. ### December 2025 - Regulatory assets under management went from $0 to $244,990,016. - Employees performing advisory functions went from 2 to 3. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sanchez Gaunt Capital Management, LLC (CRD 336187): Form ADV filing data as of October 2026.