# Samuels Financial Services, Inc.

> Samuels Financial Services, Inc. is a state-registered investment advisory firm in Youngstown, OH, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 120777
- Filed as: SAMUELS FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Youngstown, OH
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120777
- AdvisorCensus page: https://advisorcensus.com/firm/samuels-financial-services-inc-youngstown-oh-120777

## Quick answers

**How is Samuels Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Samuels Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Samuels Financial Services, Inc. located?**
Samuels Financial Services, Inc.'s principal office is in Youngstown, OH, according to its Form ADV.

**Is Samuels Financial Services, Inc. registered with the SEC or a state?**
Samuels Financial Services, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 120777.

**How much does Samuels Financial Services, Inc. manage?**
Samuels Financial Services, Inc. reports $33,755,546 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (27% discretionary).

**What types of clients does Samuels Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (43).

**Does Samuels Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120777

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $33,755,546
- Discretionary: $9,001,740
- Non-discretionary: $24,753,806

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 43 | $33,755,546 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (26 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Samuels Financial Services, Inc. (CRD 120777): Form ADV filing data as of October 2026.