# Saint Francis Capital

> Saint Francis Capital is a state-registered investment advisory firm in Winder, GA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 165376
- Filed as: SAINT FRANCIS CAPITAL
- Legal name: Saint Francis Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Winder, GA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165376
- AdvisorCensus page: https://advisorcensus.com/firm/saint-francis-capital-winder-ga-165376

## Quick answers

**How is Saint Francis Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Saint Francis Capital reports these compensation arrangements: a percentage of assets under its management.

**Where is Saint Francis Capital located?**
Saint Francis Capital's principal office is in Winder, GA, according to its Form ADV.

**Is Saint Francis Capital registered with the SEC or a state?**
Saint Francis Capital is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165376.

**How much does Saint Francis Capital manage?**
Saint Francis Capital reports $36,401,606 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Saint Francis Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (12).

**Does Saint Francis Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165376

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $36,401,606
- Discretionary: $36,401,606
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $19,444,840 |
| High net worth individuals | 12 | $16,956,766 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saintfranciscapital.com
- Facebook @STFRANCISCAPITAL
- LinkedIn @KAYERIGGS
- LinkedIn @saint-francis-capital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saint Francis Capital (CRD 165376): Form ADV filing data as of October 2026.
