# Sagewind Capital LLC

> Sagewind Capital LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 288855
- Filed as: SAGEWIND CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288855
- AdvisorCensus page: https://advisorcensus.com/firm/sagewind-capital-llc-new-york-ny-288855

## Quick answers

**How is Sagewind Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sagewind Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sagewind Capital LLC located?**
Sagewind Capital LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Sagewind Capital LLC registered with the SEC or a state?**
Sagewind Capital LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 288855.

**How much does Sagewind Capital LLC manage?**
Sagewind Capital LLC reports $1,297,060,740 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Sagewind Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Sagewind Capital LLC: Regulatory assets under management: $879,253,966 in the October 2021 data and $1,297,060,740 in the October 2026 data, up 48%. Total employees: 9 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sagewind Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12).

**Does Sagewind Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288855

**What changed in Sagewind Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Added an office in Chevy Chase, MD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,297,060,740
- Discretionary: $1,297,060,740
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $1,297,060,740 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 13 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chevy Chase, MD

### Websites listed on Form ADV (Item 1.I)
- sagewindcapital.com
- LinkedIn @SAGEWINDCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $879,253,966 | 9 | April 1, 2021 |
| October 2022 | $1,386,095,038 | 11 | May 31, 2022 |
| October 2023 | $1,354,134,737 | 13 | March 31, 2023 |
| October 2024 | $1,253,575,013 | 13 | March 26, 2024 |
| October 2025 | $1,247,132,794 | 14 | March 31, 2025 |
| October 2026 | $1,297,060,740 | 13 | March 31, 2026 |

Regulatory assets under management: $879,253,966 in the October 2021 data and $1,297,060,740 in the October 2026 data, up 48%.
Total employees: 9 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added an office in Chevy Chase, MD.

### December 2025
- Employees performing advisory functions went from 10 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sagewind Capital LLC (CRD 288855): Form ADV filing data as of October 2026.