# Sageoak Financial, LLC

> Sageoak Financial, LLC is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 166927
- Filed as: SAGEOAK FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166927
- AdvisorCensus page: https://advisorcensus.com/firm/sageoak-financial-llc-tulsa-ok-166927

## Quick answers

**How is Sageoak Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sageoak Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Sageoak Financial, LLC located?**
Sageoak Financial, LLC's principal office is in Tulsa, OK, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Sageoak Financial, LLC registered with the SEC or a state?**
Sageoak Financial, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 166927.

**How much does Sageoak Financial, LLC manage?**
Sageoak Financial, LLC reports $174,816,282 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have Sageoak Financial, LLC's assets and staff changed since 2022?**
In the Form ADV data for Sageoak Financial, LLC: Regulatory assets under management: $114,143,530 in the October 2022 data and $174,816,282 in the October 2026 data, up 53%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sageoak Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (212); high net worth individuals (51).

**Which custodians does Sageoak Financial, LLC use?**
Sageoak Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sageoak Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166927

**What changed in Sageoak Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: No longer lists the business name Seasons Financial Group. Regulatory assets under management went from $143,926,779 to $174,816,282 (+21%). Changed its office addresses in Oklahoma City, OK. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $174,816,282
- Discretionary: $174,816,282
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 212 | $81,347,205 |
| High net worth individuals | 51 | $90,194,358 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,259,362 |
| Charitable organizations | Fewer than 5 | $953,441 |
| Corporations or other businesses not listed above | Fewer than 5 | $61,916 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, LA, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Oklahoma City, OK

### Websites listed on Form ADV (Item 1.I)
- sageoakfinancial.com
- vimeo.com/sageoak
- Facebook @SageOak
- Instagram @sageoak
- LinkedIn @sageoak
- TikTok @sageoak
- X @sageoak
- YouTube @sageoak

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $114,143,530 | 3 | March 24, 2022 |
| October 2023 | $106,752,667 | 3 | September 26, 2023 |
| October 2024 | $129,146,139 | 3 | September 27, 2024 |
| October 2025 | $143,926,779 | 3 | February 24, 2025 |
| October 2026 | $174,816,282 | 3 | July 14, 2026 |

Regulatory assets under management: $114,143,530 in the October 2022 data and $174,816,282 in the October 2026 data, up 53%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- No longer lists the business name Seasons Financial Group.
- Regulatory assets under management went from $143,926,779 to $174,816,282 (+21%).
- Changed its office addresses in Oklahoma City, OK.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sageoak Financial, LLC (CRD 166927): Form ADV filing data as of October 2026.