# Sagebroadview Wealth Management, LLC

> Sagebroadview Wealth Management, LLC is an SEC-registered investment advisory firm in Farmington, CT, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 126472
- Filed as: SAGEBROADVIEW WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Farmington, CT
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126472
- AdvisorCensus page: https://advisorcensus.com/firm/sagebroadview-wealth-management-llc-farmington-ct-126472

## Quick answers

**How is Sagebroadview Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sagebroadview Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sagebroadview Wealth Management, LLC located?**
Sagebroadview Wealth Management, LLC's principal office is in Farmington, CT, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Sagebroadview Wealth Management, LLC registered with the SEC or a state?**
Sagebroadview Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 126472.

**How much does Sagebroadview Wealth Management, LLC manage?**
Sagebroadview Wealth Management, LLC reports $397,171,504 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (100% discretionary).

**How have Sagebroadview Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sagebroadview Wealth Management, LLC: Regulatory assets under management: $264,885,072 in the October 2021 data and $397,171,504 in the October 2026 data, up 50%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sagebroadview Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (101); individuals (other than high net worth individuals) (47).

**Which custodians does Sagebroadview Wealth Management, LLC use?**
Sagebroadview Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Sagebroadview Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126472

**What changed in Sagebroadview Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $350,339,835 to $397,171,504 (+13%). Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $397,171,504
- Discretionary: $397,171,504
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $17,530,372 |
| High net worth individuals | 101 | $377,731,615 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,909,517 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, NH, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Burlington, MA
- Morristown, NJ

### Websites listed on Form ADV (Item 1.I)
- sagebroadview.com
- Facebook @SAGEbroadview-Wealth-Management
- LinkedIn @sagebroadview-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $264,885,072 | 6 | July 29, 2021 |
| October 2022 | $297,253,818 | 6 | March 28, 2022 |
| October 2023 | $270,492,196 | 6 | April 27, 2023 |
| October 2024 | $317,621,091 | 5 | September 3, 2024 |
| October 2025 | $350,339,835 | 7 | March 26, 2025 |
| October 2026 | $397,171,504 | 8 | July 6, 2026 |

Regulatory assets under management: $264,885,072 in the October 2021 data and $397,171,504 in the October 2026 data, up 50%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $350,339,835 to $397,171,504 (+13%).
- Employees performing advisory functions went from 4 to 5.

### November 2025
- Changed its office addresses in Morristown, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sagebroadview Wealth Management, LLC (CRD 126472): Form ADV filing data as of October 2026.