# Sage Tree Wealth

> Sage Tree Wealth is an SEC-registered investment advisory firm in Fairport, NY, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 298951
- Filed as: SAGE TREE WEALTH
- Legal name: Sage Tree Wealth, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fairport, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298951
- AdvisorCensus page: https://advisorcensus.com/firm/sage-tree-wealth-fairport-ny-298951

## Quick answers

**How is Sage Tree Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Sage Tree Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Sage Tree Wealth charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Flat fee: $1,000 to $10,000 (broad-based financial planning services); Hourly rate: $200 an hour (modular and/or consultative financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sage Tree Wealth located?**
Sage Tree Wealth's principal office is in Fairport, NY, according to its Form ADV.

**Is Sage Tree Wealth registered with the SEC or a state?**
Sage Tree Wealth is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298951.

**How much does Sage Tree Wealth manage?**
Sage Tree Wealth reports $32,584,692 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (93% discretionary).

**How have Sage Tree Wealth's assets and staff changed since 2021?**
In the Form ADV data for Sage Tree Wealth: Regulatory assets under management: $93,781,025 in the October 2021 data and $32,584,692 in the October 2026 data, down 65%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sage Tree Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); other (12); high net worth individuals (8).

**Which custodians does Sage Tree Wealth use?**
Sage Tree Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs Custody Solutions and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Sage Tree Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298951

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Flat fee: $1,000 to $10,000 (broad-based financial planning services)

> STW charges a fixed fee ranging from $1,000 - $10,000 for broad-based financial planning services

- Hourly rate: $200 an hour (modular and/or consultative financial planning services)

> For modular and/or consultative financial planning services, STW charges an hourly fee of $200

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs Custody Solutions
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $32,584,692
- Discretionary: $30,250,032
- Non-discretionary: $2,334,660

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 190 | $22,169,012 |
| High net worth individuals | 8 | $8,081,020 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 12 | $2,334,660 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (7 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sagetreewealth.com
- Facebook @Sagetreewealth
- LinkedIn @sage-tree-wealth-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $93,781,025 | 3 | January 22, 2021 |
| October 2022 | $99,407,915 | 3 | May 31, 2022 |
| October 2023 | $84,760,238 | 3 | March 31, 2023 |
| October 2024 | $58,437,033 | 2 | March 19, 2024 |
| October 2025 | $32,008,453 | 2 | March 19, 2025 |
| October 2026 | $32,584,692 | 2 | March 31, 2026 |

Regulatory assets under management: $93,781,025 in the October 2021 data and $32,584,692 in the October 2026 data, down 65%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sage Tree Wealth (CRD 298951): Form ADV filing data as of October 2026.