# Sage Stone Wealth Management LLC

> Sage Stone Wealth Management LLC is an SEC-registered investment advisory firm in La Jolla, CA, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 155477
- Filed as: SAGE STONE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: La Jolla, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155477
- AdvisorCensus page: https://advisorcensus.com/firm/sage-stone-wealth-management-llc-la-jolla-ca-155477

## Quick answers

**How is Sage Stone Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sage Stone Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Sage Stone Wealth Management LLC charge?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Hourly rate: $250 an hour (financial consultation services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sage Stone Wealth Management LLC located?**
Sage Stone Wealth Management LLC's principal office is in La Jolla, CA, according to its Form ADV.

**Is Sage Stone Wealth Management LLC registered with the SEC or a state?**
Sage Stone Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 155477.

**How much does Sage Stone Wealth Management LLC manage?**
Sage Stone Wealth Management LLC reports $261,444,674 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (97% discretionary).

**How have Sage Stone Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Sage Stone Wealth Management LLC: Regulatory assets under management: $159,274,807 in the October 2021 data and $261,444,674 in the October 2026 data, up 64%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sage Stone Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (56); high net worth individuals (56); charitable organizations (9).

**Which custodians does Sage Stone Wealth Management LLC use?**
Sage Stone Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Sage Stone Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155477

**What changed in Sage Stone Wealth Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $230,424,004 to $261,444,674 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Hourly rate: $250 an hour (financial consultation services)

> We charge on an hourly basis for financial consultation services. The total estimated fee, as well as the ultimate fee that we charge you, is based on the scope and complexity of our engagement with you. Our hourly fee is $250

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $261,444,674
- Discretionary: $253,258,290
- Non-discretionary: $8,186,384

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $19,110,701 |
| High net worth individuals | 56 | $209,852,988 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $6,426,901 |
| Charitable organizations | 9 | $23,966,406 |
| Corporations or other businesses not listed above | 2 | $2,087,678 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sagestonewealth.com
- LinkedIn @sage-stone-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $159,274,807 | 3 | March 12, 2021 |
| October 2022 | $178,678,684 | 4 | August 18, 2022 |
| October 2023 | $168,061,600 | 3 | March 31, 2023 |
| October 2024 | $198,749,251 | 4 | June 6, 2024 |
| October 2025 | $230,424,004 | 5 | March 31, 2025 |
| October 2026 | $261,444,674 | 4 | March 16, 2026 |

Regulatory assets under management: $159,274,807 in the October 2021 data and $261,444,674 in the October 2026 data, up 64%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $230,424,004 to $261,444,674 (+13%).

### January 2026
- No longer registered or notice-filed in ID, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sage Stone Wealth Management LLC (CRD 155477): Form ADV filing data as of October 2026.