# Sage Investment Advisers LLC

> Sage Investment Advisers LLC is an SEC-registered investment advisory firm in Wappingers Falls, NY, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 304559
- Filed as: SAGE INVESTMENT ADVISERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wappingers Falls, NY
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304559
- AdvisorCensus page: https://advisorcensus.com/firm/sage-investment-advisers-llc-wappingers-falls-ny-304559

## Quick answers

**How is Sage Investment Advisers LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sage Investment Advisers LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Sage Investment Advisers LLC charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Hourly rate: up to $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sage Investment Advisers LLC located?**
Sage Investment Advisers LLC's principal office is in Wappingers Falls, NY, according to its Form ADV.

**Is Sage Investment Advisers LLC registered with the SEC or a state?**
Sage Investment Advisers LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304559.

**How much does Sage Investment Advisers LLC manage?**
Sage Investment Advisers LLC reports $268,400,685 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Sage Investment Advisers LLC's assets and staff changed since 2021?**
In the Form ADV data for Sage Investment Advisers LLC: Regulatory assets under management: $52,489,000 in the October 2021 data and $268,400,685 in the October 2026 data, up 411%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sage Investment Advisers LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (75).

**Which custodians does Sage Investment Advisers LLC use?**
Sage Investment Advisers LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sage Investment Advisers LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304559

**What changed in Sage Investment Advisers LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $224,740,000 to $268,400,685 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Hourly rate: up to $250 an hour (financial planning services)

> Sage offers financial planning services at an hourly rate ranging up to $250. Fees may be negotiable based on the nature and complexity of the services to be provided

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $268,400,685
- Discretionary: $268,400,685
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 232 | $68,400,685 |
| High net worth individuals | 75 | $200,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, NH, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sageinvestmentadvisersllc.com](https://sageinvestmentadvisersllc.com)
- Facebook @sageinvestmentadvisers
- LinkedIn @sage-investment-advisers-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $52,489,000 | 3 | March 26, 2021 |
| October 2022 | $152,000,840 | 4 | March 11, 2022 |
| October 2023 | $149,337,000 | 5 | April 27, 2023 |
| October 2024 | $190,489,645 | 5 | February 29, 2024 |
| October 2025 | $224,740,000 | 5 | March 13, 2025 |
| October 2026 | $268,400,685 | 5 | March 17, 2026 |

Regulatory assets under management: $52,489,000 in the October 2021 data and $268,400,685 in the October 2026 data, up 411%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $224,740,000 to $268,400,685 (+19%).

### February 2026
- Registered or notice-filed in AZ, CA, NH, NJ, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sage Investment Advisers LLC (CRD 304559): Form ADV filing data as of October 2026.