{ "crd_number": 149365, "slug": "sage-hill-advisory-and-management-llc-saratoga-springs-ny-149365", "primary_business_name": "SAGE HILL ADVISORY AND MANAGEMENT LLC", "legal_name": "SAGE HILL ADVISORY AND MANAGEMENT LLC", "dbas": [], "city": "Saratoga Springs", "state": "NY", "country": "United States", "cbsa_code": "10580", "metro": { "cbsa_code": "10580", "common_name": "Albany", "msa_name": "Albany-Schenectady-Troy, NY", "path": "/advisors/ny/albany" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2009-03-02", "years_registered": 17, "period": "2026-10-01", "filing_date": "2026-03-20", "carried_forward": false, "raum_total": 73324765.0, "raum_discretionary": 73324765.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 1788643.0, "count": 2, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 71536122.0, "count": 15 }, "corporations_other_businesses": { "raum": 0.0, "count": 3 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://linkedin.com/COMPANY/2639133", "https://sagehilladvisory.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149365", "city_as_filed": "SARATOGA SPRINGS", "url": "https://advisorcensus.com/firm/sage-hill-advisory-and-management-llc-saratoga-springs-ny-149365", "display_name": "Sage Hill Advisory and Management LLC", "summary": "Sage Hill Advisory and Management LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.", "citation": "AdvisorCensus. Sage Hill Advisory and Management LLC (CRD 149365): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Sage Hill Advisory and Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sage Hill Advisory and Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Sage Hill Advisory and Management LLC located?", "a": "Sage Hill Advisory and Management LLC's principal office is in Saratoga Springs, NY, according to its Form ADV." }, { "q": "Is Sage Hill Advisory and Management LLC registered with the SEC or a state?", "a": "Sage Hill Advisory and Management LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149365." }, { "q": "How much does Sage Hill Advisory and Management LLC manage?", "a": "Sage Hill Advisory and Management LLC reports $73,324,765 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)." }, { "q": "How have Sage Hill Advisory and Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Sage Hill Advisory and Management LLC: Regulatory assets under management: $53,160,063 in the October 2021 data and $73,324,765 in the October 2026 data, up 38%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sage Hill Advisory and Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (15); corporations or other businesses not listed above (3); individuals (other than high net worth individuals) (2)." }, { "q": "Which custodians does Sage Hill Advisory and Management LLC use?", "a": "Sage Hill Advisory and Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Equitable Advisors, LLC, Jackson National Life Distributors LLC, Morgan Stanley and Pershing LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Sage Hill Advisory and Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149365" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 53160063.0, "total_employees": 3, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 54671221.0, "total_employees": 3, "filing_date": "2022-05-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 60277439.0, "total_employees": 3, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 67663092.0, "total_employees": 3, "filing_date": "2024-03-18" }, { "period": "2025-10-01", "regulatory_assets_under_management": 67849732.0, "total_employees": 3, "filing_date": "2025-03-19" }, { "period": "2026-10-01", "regulatory_assets_under_management": 73324765.0, "total_employees": 3, "filing_date": "2026-03-20" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Equitable Advisors, LLC", "name_as_filed": "EQUITABLE ADVISORS, LLC", "affiliated": false }, { "name": "Jackson National Life Distributors LLC", "name_as_filed": "JACKSON NATIONAL LIFE DISTRIBUTORS LLC", "affiliated": false }, { "name": "Morgan Stanley", "name_as_filed": "MORGAN STANLEY", "affiliated": false }, { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sage-hill-advisory-and-management-llc-saratoga-springs-ny-149365.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 2, "fewer_than_5": true, "raum": 1788643.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 15, "fewer_than_5": false, "raum": 71536122.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 3, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149365", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }