{ "crd_number": 110207, "slug": "sagard-private-equity-solutions-greenwich-ct-110207", "primary_business_name": "SAGARD PRIVATE EQUITY SOLUTIONS", "legal_name": "PERFORMANCE EQUITY MANAGEMENT, LLC", "dbas": [ "SAGARD PRIVATE EQUITY SOLUTIONS" ], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2001-03-01", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 9413606304.0, "raum_discretionary": 4425548748.0, "raum_non_discretionary": 4988057556.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 36, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 168911377.0, "count": 7, "description": "SINGLE-CLIENT INVESTMENT FUND" }, "state_municipal": { "raum": 178223339.0, "count": 1, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 4388055290.0, "count": 27 }, "corporations_other_businesses": { "raum": 4678416298.0, "count": 2, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://linkedin.com/company/performance-equity-management-llc", "https://linkedin.com/company/sagardholdings", "https://sagard.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110207", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/sagard-private-equity-solutions-greenwich-ct-110207", "display_name": "Sagard Private Equity Solutions", "summary": "Sagard Private Equity Solutions is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2001, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Sagard Private Equity Solutions (CRD 110207): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Sagard Private Equity Solutions compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sagard Private Equity Solutions reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Sagard Private Equity Solutions located?", "a": "Sagard Private Equity Solutions' principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is Sagard Private Equity Solutions registered with the SEC or a state?", "a": "Sagard Private Equity Solutions is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 110207." }, { "q": "How much does Sagard Private Equity Solutions manage?", "a": "Sagard Private Equity Solutions reports $9,413,606,304 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (47% discretionary)." }, { "q": "How have Sagard Private Equity Solutions' assets and staff changed since 2021?", "a": "In the Form ADV data for Sagard Private Equity Solutions: Regulatory assets under management: $10,073,676,286 in the October 2021 data and $9,413,606,304 in the October 2026 data, down 7%. Total employees: 32 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sagard Private Equity Solutions serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27); other (7); corporations or other businesses not listed above (2)." }, { "q": "Which custodians does Sagard Private Equity Solutions use?", "a": "Sagard Private Equity Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank and Trust Company, Institutional Investor Serv as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Sagard Private Equity Solutions report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110207" }, { "q": "What changed in Sagard Private Equity Solutions' recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 12 to 10." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 10073676286.0, "total_employees": 32, "filing_date": "2021-05-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 12930733120.0, "total_employees": 34, "filing_date": "2022-06-03" }, { "period": "2023-10-01", "regulatory_assets_under_management": 11092678291.0, "total_employees": 34, "filing_date": "2023-08-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 9531067693.0, "total_employees": 34, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 9428359147.0, "total_employees": 35, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9413606304.0, "total_employees": 36, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 12 to 10." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added the business name Sagard Private Equity Solutions." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "State Street Bank and Trust Company, Institutional Investor Serv", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY, INSTITUTIONAL INVESTOR SERV", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/sagard-private-equity-solutions-greenwich-ct-110207.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 27, "fewer_than_5": false, "raum": 4388055290.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 1, "fewer_than_5": true, "raum": 178223339.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": true, "raum": 4678416298.0 }, { "type": "other", "label": "Other", "count": 7, "fewer_than_5": false, "raum": 168911377.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110207", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }