# Saga Partners LLC

> Saga Partners LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 156577
- Filed as: SAGA PARTNERS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156577
- AdvisorCensus page: https://advisorcensus.com/firm/saga-partners-llc-156577

## Quick answers

**How is Saga Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Saga Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Saga Partners LLC registered with the SEC or a state?**
Saga Partners LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156577.

**How much does Saga Partners LLC manage?**
Saga Partners LLC reports $24,157,988 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (98% discretionary).

**How have Saga Partners LLC's assets and staff changed since 2022?**
In the Form ADV data for Saga Partners LLC: Regulatory assets under management: $190,135,648 in the October 2022 data and $24,157,988 in the October 2026 data, down 87%. Total employees: 2 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saga Partners LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (37); individuals (other than high net worth individuals) (9); other investment advisers (1).

**Does Saga Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156577

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $24,157,988
- Discretionary: $23,781,449
- Non-discretionary: $376,539

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $1,455,168 |
| High net worth individuals | 37 | $19,127,114 |
| Other investment advisers | 1 | $3,575,706 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sagapartners.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $190,135,648 | 2 | March 29, 2022 |
| October 2023 | $9,743,341 | 1 | May 1, 2023 |
| October 2026 | $24,157,988 | 1 | March 27, 2026 |

Regulatory assets under management: $190,135,648 in the October 2022 data and $24,157,988 in the October 2026 data, down 87%.
Total employees: 2 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saga Partners LLC (CRD 156577): Form ADV filing data as of October 2026.