{
  "crd_number": 156577,
  "slug": "saga-partners-llc-156577",
  "primary_business_name": "SAGA PARTNERS LLC",
  "legal_name": "SAGA PARTNERS LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2011-03-22",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 24157988.0,
  "raum_discretionary": 23781449.0,
  "raum_non_discretionary": 376539.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1455168.0,
      "count": 9
    },
    "other_investment_advisers": {
      "raum": 3575706.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 19127114.0,
      "count": 37
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OH"
  ],
  "websites": [
    "https://sagapartners.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156577",
  "listing_state": "OH",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/saga-partners-llc-156577",
  "display_name": "Saga Partners LLC",
  "summary": "Saga Partners LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Saga Partners LLC (CRD 156577): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Saga Partners LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Saga Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Saga Partners LLC registered with the SEC or a state?",
      "a": "Saga Partners LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156577."
    },
    {
      "q": "How much does Saga Partners LLC manage?",
      "a": "Saga Partners LLC reports $24,157,988 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (98% discretionary)."
    },
    {
      "q": "How have Saga Partners LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Saga Partners LLC: Regulatory assets under management: $190,135,648 in the October 2022 data and $24,157,988 in the October 2026 data, down 87%. Total employees: 2 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Saga Partners LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (37); individuals (other than high net worth individuals) (9); other investment advisers (1)."
    },
    {
      "q": "Does Saga Partners LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156577"
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 190135648.0,
      "total_employees": 2,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 9743341.0,
      "total_employees": 1,
      "filing_date": "2023-05-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 24157988.0,
      "total_employees": 1,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/saga-partners-llc-156577.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 1455168.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 37,
      "fewer_than_5": false,
      "raum": 19127114.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": true,
      "raum": 3575706.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156577",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}