# Safran Wealth Advisors, LLC

> Safran Wealth Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 152161
- Filed as: SAFRAN WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152161
- AdvisorCensus page: https://advisorcensus.com/firm/safran-wealth-advisors-llc-new-york-ny-152161

## Quick answers

**How is Safran Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Safran Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Safran Wealth Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Safran Wealth Advisors, LLC located?**
Safran Wealth Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Safran Wealth Advisors, LLC registered with the SEC or a state?**
Safran Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 152161.

**How much does Safran Wealth Advisors, LLC manage?**
Safran Wealth Advisors, LLC reports $132,932,668 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Safran Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Safran Wealth Advisors, LLC: Regulatory assets under management: $105,081,758 in the October 2021 data and $132,932,668 in the October 2026 data, up 27%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Safran Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (47).

**Which custodians does Safran Wealth Advisors, LLC use?**
Safran Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Safran Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152161

**What changed in Safran Wealth Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $118,263,630 to $132,932,668 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it)

> Portfolio management fees may range from .75% to 1.5% of assets under advisement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,932,668
- Discretionary: $132,932,668
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $10,986,189 |
| High net worth individuals | 47 | $121,946,479 |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2009 (16 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, LA, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [safranwealthadvisors.com](https://safranwealthadvisors.com)
- LinkedIn @ERIKASAFRAN
- X @ERIKASAFRAN

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $105,081,758 | 2 | April 14, 2021 |
| October 2022 | $141,174,048 | 2 | June 3, 2022 |
| October 2023 | $100,982,828 | 2 | March 24, 2023 |
| October 2024 | $118,713,237 | 2 | March 20, 2024 |
| October 2025 | $118,263,630 | 2 | March 27, 2025 |
| October 2026 | $132,932,668 | 2 | March 30, 2026 |

Regulatory assets under management: $105,081,758 in the October 2021 data and $132,932,668 in the October 2026 data, up 27%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $118,263,630 to $132,932,668 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Safran Wealth Advisors, LLC (CRD 152161): Form ADV filing data as of October 2026.