# Safe Harbor Wealth Advisors, LLC

> Safe Harbor Wealth Advisors, LLC is an SEC-registered investment advisory firm in Dublin, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 284613
- Filed as: SAFE HARBOR WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284613
- AdvisorCensus page: https://advisorcensus.com/firm/safe-harbor-wealth-advisors-llc-dublin-oh-284613

## Quick answers

**How is Safe Harbor Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Safe Harbor Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Safe Harbor Wealth Advisors, LLC located?**
Safe Harbor Wealth Advisors, LLC's principal office is in Dublin, OH, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Safe Harbor Wealth Advisors, LLC registered with the SEC or a state?**
Safe Harbor Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 284613.

**How much does Safe Harbor Wealth Advisors, LLC manage?**
Safe Harbor Wealth Advisors, LLC reports $167,200,727 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (96% discretionary).

**How have Safe Harbor Wealth Advisors, LLC's assets and staff changed since 2024?**
In the Form ADV data for Safe Harbor Wealth Advisors, LLC: Regulatory assets under management: $101,607,000 in the October 2024 data and $167,200,727 in the October 2026 data, up 65%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Safe Harbor Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (428); high net worth individuals (37).

**Which custodians does Safe Harbor Wealth Advisors, LLC use?**
Safe Harbor Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Safe Harbor Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284613

**What changed in Safe Harbor Wealth Advisors, LLC's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $128,834,355 to $162,679,059 (+26%). Registered or notice-filed in KY, PA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $167,200,727
- Discretionary: $161,077,849
- Non-discretionary: $6,122,878

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 428 | $108,511,690 |
| High net worth individuals | 37 | $58,689,037 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, KY, NC, OH, PA, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Columbus, OH

### Websites listed on Form ADV (Item 1.I)
- bufferedindex.com
- safeharbor-oh.com
- safeharboroh.com
- safeharboroh.live
- safeharboroh.net
- YouTube @UCs6fXNjoZeDKKhfpyuPWaOA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $101,607,000 | 3 | April 11, 2024 |
| October 2025 | $128,834,355 | 3 | January 9, 2025 |
| October 2026 | $167,200,727 | 3 | April 10, 2026 |

Regulatory assets under management: $101,607,000 in the October 2024 data and $167,200,727 in the October 2026 data, up 65%.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $128,834,355 to $162,679,059 (+26%).
- Registered or notice-filed in KY, PA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Safe Harbor Wealth Advisors, LLC (CRD 284613): Form ADV filing data as of October 2026.