# Safe Harbor Financial Planning & Investment Advisory, LLC

> Safe Harbor Financial Planning & Investment Advisory, LLC is a state-registered investment advisory firm in Statesboro, GA, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 151810
- Filed as: SAFE HARBOR FINANCIAL PLANNING & INVESTMENT ADVISORY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Statesboro, GA
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/151810
- AdvisorCensus page: https://advisorcensus.com/firm/safe-harbor-financial-planning-and-investment-advisory-llc-statesboro-ga-151810

## Quick answers

**How is Safe Harbor Financial Planning & Investment Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Safe Harbor Financial Planning & Investment Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Safe Harbor Financial Planning & Investment Advisory, LLC located?**
Safe Harbor Financial Planning & Investment Advisory, LLC's principal office is in Statesboro, GA, according to its Form ADV.

**Is Safe Harbor Financial Planning & Investment Advisory, LLC registered with the SEC or a state?**
Safe Harbor Financial Planning & Investment Advisory, LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 151810.

**How much does Safe Harbor Financial Planning & Investment Advisory, LLC manage?**
Safe Harbor Financial Planning & Investment Advisory, LLC reports $61,919,000 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (90% discretionary).

**What types of clients does Safe Harbor Financial Planning & Investment Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55); high net worth individuals (24).

**Does Safe Harbor Financial Planning & Investment Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151810

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $61,919,000
- Discretionary: $55,759,300
- Non-discretionary: $6,159,700

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $10,226,000 |
| High net worth individuals | 24 | $37,712,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,159,700 |
| Other | Fewer than 5 | $7,821,300 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2009 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [bkennedycpa.com](https://bkennedycpa.com)
- [cornerstonepayrollcompany.com](https://cornerstonepayrollcompany.com)
- [safeharborfp.com](https://safeharborfp.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Safe Harbor Financial Planning & Investment Advisory, LLC (CRD 151810): Form ADV filing data as of October 2026.