{
  "crd_number": 317547,
  "slug": "safe-harbor-family-capital-llc-chapel-hill-nc-317547",
  "primary_business_name": "SAFE HARBOR FAMILY CAPITAL, LLC",
  "legal_name": "SAFE HARBOR FAMILY CAPITAL, LLC",
  "dbas": [],
  "city": "Chapel Hill",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "20500",
  "metro": {
    "cbsa_code": "20500",
    "common_name": "Durham",
    "msa_name": "Durham-Chapel Hill, NC",
    "path": "/advisors/nc/durham"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-03",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 613856599.0,
  "raum_discretionary": 352880500.0,
  "raum_non_discretionary": 260976099.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 386365777.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 227490822.0,
      "count": 10
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317547",
  "city_as_filed": "CHAPEL HILL",
  "url": "https://advisorcensus.com/firm/safe-harbor-family-capital-llc-chapel-hill-nc-317547",
  "display_name": "Safe Harbor Family Capital, LLC",
  "summary": "Safe Harbor Family Capital, LLC is an SEC-registered investment advisory firm in Chapel Hill, NC, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Safe Harbor Family Capital, LLC (CRD 317547): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Safe Harbor Family Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Safe Harbor Family Capital, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Safe Harbor Family Capital, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: up to 0.35% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Safe Harbor Family Capital, LLC located?",
      "a": "Safe Harbor Family Capital, LLC's principal office is in Chapel Hill, NC, according to its Form ADV."
    },
    {
      "q": "Is Safe Harbor Family Capital, LLC registered with the SEC or a state?",
      "a": "Safe Harbor Family Capital, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317547."
    },
    {
      "q": "How much does Safe Harbor Family Capital, LLC manage?",
      "a": "Safe Harbor Family Capital, LLC reports $613,856,599 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (57% discretionary)."
    },
    {
      "q": "How have Safe Harbor Family Capital, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Safe Harbor Family Capital, LLC: Regulatory assets under management: $404,000,000 in the October 2022 data and $613,856,599 in the October 2026 data, up 52%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Safe Harbor Family Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (10); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Safe Harbor Family Capital, LLC use?",
      "a": "Safe Harbor Family Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Safe Harbor Family Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317547"
    },
    {
      "q": "Does Safe Harbor Family Capital, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Safe Harbor provides investment advisory services to high-net-worth individuals as well as a family foundation. There is no required account minimum.\""
    },
    {
      "q": "What changed in Safe Harbor Family Capital, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $545,840,229 to $613,856,599 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 404000000.0,
      "total_employees": 3,
      "filing_date": "2022-01-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 384812368.0,
      "total_employees": 3,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 509203338.0,
      "total_employees": 3,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 545840229.0,
      "total_employees": 4,
      "filing_date": "2025-05-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 613856599.0,
      "total_employees": 3,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $545,840,229 to $613,856,599 (+12%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 4 to 3."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "0.35% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 0.35% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Advisory fees based on a percentage of AUM are payable quarterly, in advance, based on the value of the account as of the last trading day of the prior calendar quarter. Safe Harbor’s management fee ranges up to 0.35%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Safe Harbor provides investment advisory services to high-net-worth individuals as well as a family foundation. There is no required account minimum."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 0.35,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Advisory fees based on a percentage of AUM are payable quarterly, in advance, based on the value of the account as of the last trading day of the prior calendar quarter. Safe Harbor’s management fee ranges up to 0.35%.",
      "Safe Harbor provides investment advisory services to high-net-worth individuals as well as a family foundation. There is no required account minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/safe-harbor-family-capital-llc-chapel-hill-nc-317547.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 10,
      "fewer_than_5": false,
      "raum": 227490822.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 386365777.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317547",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}