# Safe Bay Retirement Advisors

> Safe Bay Retirement Advisors is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 156758
- Filed as: SAFE BAY RETIREMENT ADVISORS
- Legal name: Safe Bay Retirement Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156758
- AdvisorCensus page: https://advisorcensus.com/firm/safe-bay-retirement-advisors-156758

## Quick answers

**How is Safe Bay Retirement Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Safe Bay Retirement Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Safe Bay Retirement Advisors registered with the SEC or a state?**
Safe Bay Retirement Advisors is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156758.

**How much does Safe Bay Retirement Advisors manage?**
Safe Bay Retirement Advisors reports $12,200,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Safe Bay Retirement Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (10).

**Does Safe Bay Retirement Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156758

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,200,000
- Discretionary: $12,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $900,000 |
| High net worth individuals | 10 | $11,300,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Safe Bay Retirement Advisors (CRD 156758): Form ADV filing data as of October 2026.