{ "crd_number": 170969, "slug": "safanad-inc-new-york-ny-170969", "primary_business_name": "SAFANAD INC.", "legal_name": "SAFANAD INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-09-15", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-09-01", "carried_forward": false, "raum_total": 779803791.0, "raum_discretionary": 779803791.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 31, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 779803791.0, "count": 30 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://linkedin.com/COMPANY/SAFANAD-INC", "https://safanad.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170969", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/safanad-inc-new-york-ny-170969", "display_name": "Safanad Inc.", "summary": "Safanad Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.", "citation": "AdvisorCensus. Safanad Inc. (CRD 170969): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Safanad Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Safanad Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Safanad Inc. located?", "a": "Safanad Inc.'s principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Safanad Inc. registered with the SEC or a state?", "a": "Safanad Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170969." }, { "q": "How much does Safanad Inc. manage?", "a": "Safanad Inc. reports $779,803,791 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary)." }, { "q": "How have Safanad Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Safanad Inc.: Regulatory assets under management: $1,272,528,562 in the October 2021 data and $779,803,791 in the October 2026 data, down 39%. Total employees: 18 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Safanad Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (30)." }, { "q": "Does Safanad Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170969" }, { "q": "What changed in Safanad Inc.'s recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1272528562.0, "total_employees": 18, "filing_date": "2021-06-11" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1169789533.0, "total_employees": 19, "filing_date": "2022-08-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1292581914.0, "total_employees": 20, "filing_date": "2023-07-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1155825756.0, "total_employees": 35, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1192567869.0, "total_employees": 33, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 779803791.0, "total_employees": 31, "filing_date": "2026-09-01" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,192,567,869 to $779,803,791 (-35%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/safanad-inc-new-york-ny-170969.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 30, "fewer_than_5": false, "raum": 779803791.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170969", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }