# Saddock Wealth, LLC

> Saddock Wealth, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 161568
- Filed as: SADDOCK WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161568
- AdvisorCensus page: https://advisorcensus.com/firm/saddock-wealth-llc-dallas-tx-161568

## Quick answers

**How is Saddock Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Saddock Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Saddock Wealth, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Saddock Wealth, LLC located?**
Saddock Wealth, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Saddock Wealth, LLC registered with the SEC or a state?**
Saddock Wealth, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 161568.

**How much does Saddock Wealth, LLC manage?**
Saddock Wealth, LLC reports $94,325,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (30% discretionary).

**How have Saddock Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Saddock Wealth, LLC: Regulatory assets under management: $130,200,000 in the October 2021 data and $94,325,000 in the October 2026 data, down 28%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saddock Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); high net worth individuals (4); charitable organizations (2).

**Which custodians does Saddock Wealth, LLC use?**
Saddock Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Saddock Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161568

**Does Saddock Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "We generally require clients to have a minimum of $10,000,000 in investable assets to engage our services. We reserve the right to waive or reduce certain investable asset minimums based on unique individual circumstances."

**What changed in Saddock Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $114,100,000 to $94,325,000 (-17%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)

> The annual AUM fee typically ranges from 0.25% to 1.50%, depending on factors such as the size of the account, the complexity of the client relationship, and the scope of services to be provided.

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> We generally require clients to have a minimum of $10,000,000 in investable assets to engage our services. We reserve the right to waive or reduce certain investable asset minimums based on unique individual circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,325,000
- Discretionary: $28,710,000
- Non-discretionary: $65,615,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $3,191,000 |
| High net worth individuals | 4 | $80,629,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 2 | $10,505,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 9 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saddockwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $130,200,000 | 5 | March 22, 2021 |
| October 2022 | $149,800,000 | 5 | March 24, 2022 |
| October 2023 | $123,500,000 | 5 | March 27, 2023 |
| October 2024 | $126,700,000 | 5 | March 15, 2024 |
| October 2025 | $114,100,000 | 4 | April 4, 2025 |
| October 2026 | $94,325,000 | 9 | March 25, 2026 |

Regulatory assets under management: $130,200,000 in the October 2021 data and $94,325,000 in the October 2026 data, down 28%.
Total employees: 5 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $114,100,000 to $94,325,000 (-17%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saddock Wealth, LLC (CRD 161568): Form ADV filing data as of October 2026.