# Sacajawea & Company, LLC

> Sacajawea & Company, LLC is an SEC-registered investment advisory firm, registered since 1998, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 109604
- Filed as: SACAJAWEA & COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109604
- AdvisorCensus page: https://advisorcensus.com/firm/sacajawea-and-company-llc-109604

## Quick answers

**How is Sacajawea & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sacajawea & Company, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sacajawea & Company, LLC registered with the SEC or a state?**
Sacajawea & Company, LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 109604.

**How much does Sacajawea & Company, LLC manage?**
Sacajawea & Company, LLC reports $116,086,886 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Sacajawea & Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for Sacajawea & Company, LLC: Regulatory assets under management: $124,320,861 in the October 2021 data and $116,086,886 in the October 2026 data, down 7%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sacajawea & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (5); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Sacajawea & Company, LLC use?**
Sacajawea & Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sacajawea & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109604

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,086,886
- Discretionary: $116,086,886
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $7,418,167 |
| High net worth individuals | 13 | $48,336,213 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $45,361,438 |
| Charitable organizations | 1 | $14,971,068 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,320,861 | 1 | June 3, 2021 |
| October 2022 | $126,437,396 | 1 | March 18, 2022 |
| October 2023 | $106,925,864 | 1 | May 23, 2023 |
| October 2024 | $119,456,217 | 1 | March 20, 2024 |
| October 2025 | $126,171,571 | 1 | March 27, 2025 |
| October 2026 | $116,086,886 | 1 | March 30, 2026 |

Regulatory assets under management: $124,320,861 in the October 2021 data and $116,086,886 in the October 2026 data, down 7%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sacajawea & Company, LLC (CRD 109604): Form ADV filing data as of October 2026.