{ "crd_number": 169572, "slug": "sabal-investment-advisors-llc-irvine-ca-169572", "primary_business_name": "SABAL INVESTMENT ADVISORS, LLC", "legal_name": "SABAL INVESTMENT ADVISORS, LLC", "dbas": [], "city": "Irvine", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-08-26", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 5830687813.0, "raum_discretionary": 5830687813.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 16, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 5830687813.0, "count": 7 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/company/sabal-investment-holdings", "https://sabal.com", "https://sabalinvestmentholdings.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169572", "city_as_filed": "IRVINE", "url": "https://advisorcensus.com/firm/sabal-investment-advisors-llc-irvine-ca-169572", "display_name": "Sabal Investment Advisors, LLC", "summary": "Sabal Investment Advisors, LLC is an SEC-registered investment advisory firm in Irvine, CA, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Sabal Investment Advisors, LLC (CRD 169572): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Sabal Investment Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sabal Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "What does Sabal Investment Advisors, LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1.25% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Sabal Investment Advisors, LLC located?", "a": "Sabal Investment Advisors, LLC's principal office is in Irvine, CA, according to its Form ADV." }, { "q": "Is Sabal Investment Advisors, LLC registered with the SEC or a state?", "a": "Sabal Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 169572." }, { "q": "How much does Sabal Investment Advisors, LLC manage?", "a": "Sabal Investment Advisors, LLC reports $5,830,687,813 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Sabal Investment Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Sabal Investment Advisors, LLC: Regulatory assets under management: $1,028,211,285 in the October 2021 data and $5,830,687,813 in the October 2026 data, up 467%. Total employees: 0 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sabal Investment Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Sabal Investment Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169572" }, { "q": "What changed in Sabal Investment Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $4,345,679,200 to $5,830,687,813 (+34%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1028211285.0, "total_employees": 0, "filing_date": "2021-08-13" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1089438775.0, "total_employees": 0, "filing_date": "2022-09-27" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2482553810.0, "total_employees": 16, "filing_date": "2023-07-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3269271651.0, "total_employees": 15, "filing_date": "2024-04-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4345679200.0, "total_employees": 15, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5830687813.0, "total_employees": 16, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,345,679,200 to $5,830,687,813 (+34%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "tiers": [], "flat_rate": null, "stated_range": "1.25% to 1.75% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1.25% to 1.75% a year (a range, as the brochure states it)" ], "quotes": [ "The Management Fee will range between 1.25% and 1.75% per annum . The Management Fee is payable quarterly in advance." ] } ], "quotes": [ "The Management Fee will range between 1.25% and 1.75% per annum . The Management Fee is payable quarterly in advance." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sabal-investment-advisors-llc-irvine-ca-169572.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 5830687813.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169572", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }