# SAB Group Financial, P.A

> SAB Group Financial, P.A is a state-registered investment advisory firm, registered since 2008, reporting under $25 million in regulatory assets under management in its Form ADV filing dated November 1, 2025.

- CRD: 147008
- Filed as: SAB GROUP FINANCIAL, P.A
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: November 1, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/147008
- AdvisorCensus page: https://advisorcensus.com/firm/sab-group-financial-p-a-147008

## Quick answers

**How is SAB Group Financial, P.A compensated?**
On its Form ADV (Item 5.E, October 2026), SAB Group Financial, P.A reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is SAB Group Financial, P.A registered with the SEC or a state?**
SAB Group Financial, P.A is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 147008.

**How much does SAB Group Financial, P.A manage?**
SAB Group Financial, P.A reports $2,169,000 in regulatory assets under management in its Form ADV filing dated November 1, 2025 (0% discretionary).

**What types of clients does SAB Group Financial, P.A serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17).

**Does SAB Group Financial, P.A report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147008

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $2,169,000
- Discretionary: $0
- Non-discretionary: $2,169,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $1,407,000 |
| High net worth individuals | Fewer than 5 | $762,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147008

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SAB Group Financial, P.A (CRD 147008): Form ADV filing data as of October 2026.