# Saaga

> Saaga is an SEC-registered investment advisory firm in Miami, FL, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 327015
- Filed as: SAAGA
- Legal name: Saaga, LLC
- Also doing business as: SAAGA FAMILY WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327015
- AdvisorCensus page: https://advisorcensus.com/firm/saaga-miami-fl-327015

## Quick answers

**How is Saaga compensated?**
On its Form ADV (Item 5.E, October 2026), Saaga reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Saaga located?**
Saaga's principal office is in Miami, FL, according to its Form ADV.

**Is Saaga registered with the SEC or a state?**
Saaga is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327015.

**How much does Saaga manage?**
Saaga reports $717,466,443 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (0% discretionary).

**How have Saaga's assets and staff changed since 2023?**
In the Form ADV data for Saaga: Regulatory assets under management: $600,579,471 in the October 2024 data and $717,466,443 in the October 2026 data, up 19%. Total employees: 4 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Saaga serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22).

**Does Saaga report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327015

**What changed in Saaga's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $603,470,494 to $717,466,443 (+19%). Employees performing advisory functions went from 4 to 3. Added the business name Saaga Family Wealth.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $717,466,443
- Discretionary: $0
- Non-discretionary: $717,466,443

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 22 | $717,466,443 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- saagawealth.com
- LinkedIn @saaga-family-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 4 | July 13, 2023 |
| October 2024 | $600,579,471 | 5 | September 19, 2024 |
| October 2025 | $603,470,494 | 7 | March 30, 2025 |
| October 2026 | $717,466,443 | 6 | August 26, 2026 |

Regulatory assets under management: $600,579,471 in the October 2024 data and $717,466,443 in the October 2026 data, up 19%.
Total employees: 4 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $603,470,494 to $717,466,443 (+19%).
- Employees performing advisory functions went from 4 to 3.
- Added the business name Saaga Family Wealth.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Saaga (CRD 327015): Form ADV filing data as of October 2026.