# S3 Capital Advisors LLC

> S3 Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 13, 2026.

- CRD: 322956
- Filed as: S3 CAPITAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: January 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322956
- AdvisorCensus page: https://advisorcensus.com/firm/s3-capital-advisors-llc-new-york-ny-322956

## Quick answers

**How is S3 Capital Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), S3 Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is S3 Capital Advisors LLC located?**
S3 Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is S3 Capital Advisors LLC registered with the SEC or a state?**
S3 Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 322956.

**How much does S3 Capital Advisors LLC manage?**
S3 Capital Advisors LLC reports $3,640,296,517 in regulatory assets under management in its Form ADV filing dated January 13, 2026 (97% discretionary).

**What types of clients does S3 Capital Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22); other (2).

**Does S3 Capital Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322956

**What changed in S3 Capital Advisors LLC's recent Form ADV filings?**
In the March 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $3,640,296,517
- Discretionary: $3,528,971,517
- Non-discretionary: $111,325,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 22 | $3,550,221,517 |
| Other | 2 | $90,075,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 39 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Aventura, FL

### Websites listed on Form ADV (Item 1.I)
- [s3cap.com](https://s3cap.com)
- [sprucecap.com](https://sprucecap.com)
- LinkedIn @s3-capital-nyc

## Changes in the filing (last 12 months)

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. S3 Capital Advisors LLC (CRD 322956): Form ADV filing data as of October 2026.