# S&F Investment Advisors

> S&F Investment Advisors is an SEC-registered investment advisory firm in Encino, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 29, 2026.

- CRD: 129367
- Filed as: S&F INVESTMENT ADVISORS
- Legal name: Fox, Roger Bennett
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Encino, CA
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129367
- AdvisorCensus page: https://advisorcensus.com/firm/s-and-f-investment-advisors-encino-ca-129367

## Quick answers

**How is S&F Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), S&F Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is S&F Investment Advisors located?**
S&F Investment Advisors' principal office is in Encino, CA, according to its Form ADV.

**Is S&F Investment Advisors registered with the SEC or a state?**
S&F Investment Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 129367.

**How much does S&F Investment Advisors manage?**
S&F Investment Advisors reports $106,368,400 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (100% discretionary).

**What types of clients does S&F Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (110); pension and profit sharing plans (but not the plan participants or government pension plans) (54); high net worth individuals (4).

**Which custodians does S&F Investment Advisors use?**
S&F Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does S&F Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129367

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $106,368,400
- Discretionary: $106,368,400
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 110 | $45,179,023 |
| High net worth individuals | 4 | $5,895,336 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $3,119,685 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 54 | $52,174,356 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. S&F Investment Advisors (CRD 129367): Form ADV filing data as of October 2026.