# Rye Brook Capital, LLC

> Rye Brook Capital, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 288517
- Filed as: RYE BROOK CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288517
- AdvisorCensus page: https://advisorcensus.com/firm/rye-brook-capital-llc-greenwich-ct-288517

## Quick answers

**How is Rye Brook Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rye Brook Capital, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rye Brook Capital, LLC located?**
Rye Brook Capital, LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Rye Brook Capital, LLC registered with the SEC or a state?**
Rye Brook Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 288517.

**How much does Rye Brook Capital, LLC manage?**
Rye Brook Capital, LLC reports $327,295,914 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**How have Rye Brook Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Rye Brook Capital, LLC: Regulatory assets under management: $317,837,169 in the October 2021 data and $327,295,914 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rye Brook Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: other (17); high net worth individuals (3).

**Which custodians does Rye Brook Capital, LLC use?**
Rye Brook Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan, Morgan Stanley and Pershing as custodians holding 10% or more of its separately managed account assets.

**Does Rye Brook Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288517

**What changed in Rye Brook Capital, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $278,633,406 to $327,295,914 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- JPMorgan
- Morgan Stanley
- Pershing

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $327,295,914
- Discretionary: $327,295,914
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $8,361,487 |
| Other | 17 | $318,934,427 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ryebrookcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $317,837,169 | 1 | March 4, 2021 |
| October 2022 | $430,400,607 | 1 | February 13, 2022 |
| October 2023 | $401,110,652 | 1 | February 17, 2023 |
| October 2024 | $474,967,214 | 1 | March 7, 2024 |
| October 2025 | $278,633,406 | 1 | March 14, 2025 |
| October 2026 | $327,295,914 | 1 | February 3, 2026 |

Regulatory assets under management: $317,837,169 in the October 2021 data and $327,295,914 in the October 2026 data, up 3%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $278,633,406 to $327,295,914 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rye Brook Capital, LLC (CRD 288517): Form ADV filing data as of October 2026.