{
  "crd_number": 288517,
  "slug": "rye-brook-capital-llc-greenwich-ct-288517",
  "primary_business_name": "RYE BROOK CAPITAL, LLC",
  "legal_name": "RYE BROOK CAPITAL, LLC",
  "dbas": [],
  "city": "Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-12-16",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-03",
  "carried_forward": false,
  "raum_total": 327295914.0,
  "raum_discretionary": 327295914.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 318934427.0,
      "count": 17,
      "description": "CLIENT INVESTS VIA WHOLLY-OWNED OFFSHORE COMPANY USED AS A HOLDING VEHICLE"
    },
    "high_net_worth_individuals": {
      "raum": 8361487.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT"
  ],
  "websites": [
    "https://ryebrookcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288517",
  "city_as_filed": "GREENWICH",
  "url": "https://advisorcensus.com/firm/rye-brook-capital-llc-greenwich-ct-288517",
  "display_name": "Rye Brook Capital, LLC",
  "summary": "Rye Brook Capital, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.",
  "citation": "AdvisorCensus. Rye Brook Capital, LLC (CRD 288517): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Rye Brook Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Rye Brook Capital, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Rye Brook Capital, LLC located?",
      "a": "Rye Brook Capital, LLC's principal office is in Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Rye Brook Capital, LLC registered with the SEC or a state?",
      "a": "Rye Brook Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 288517."
    },
    {
      "q": "How much does Rye Brook Capital, LLC manage?",
      "a": "Rye Brook Capital, LLC reports $327,295,914 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Rye Brook Capital, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Rye Brook Capital, LLC: Regulatory assets under management: $317,837,169 in the October 2021 data and $327,295,914 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Rye Brook Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other (17); high net worth individuals (3)."
    },
    {
      "q": "Which custodians does Rye Brook Capital, LLC use?",
      "a": "Rye Brook Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan, Morgan Stanley and Pershing as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Rye Brook Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288517"
    },
    {
      "q": "What changed in Rye Brook Capital, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $278,633,406 to $327,295,914 (+17%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 317837169.0,
      "total_employees": 1,
      "filing_date": "2021-03-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 430400607.0,
      "total_employees": 1,
      "filing_date": "2022-02-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 401110652.0,
      "total_employees": 1,
      "filing_date": "2023-02-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 474967214.0,
      "total_employees": 1,
      "filing_date": "2024-03-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 278633406.0,
      "total_employees": 1,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 327295914.0,
      "total_employees": 1,
      "filing_date": "2026-02-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $278,633,406 to $327,295,914 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JPMorgan",
      "name_as_filed": "JPMORGAN",
      "affiliated": false
    },
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    },
    {
      "name": "Pershing",
      "name_as_filed": "PERSHING",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rye-brook-capital-llc-greenwich-ct-288517.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 3,
      "fewer_than_5": true,
      "raum": 8361487.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 17,
      "fewer_than_5": false,
      "raum": 318934427.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288517",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}