# Russell J. D'Alba

> Russell J. D'Alba is a state-registered investment advisory firm in Williamsville, NY, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.

- CRD: 126347
- Filed as: RUSSELL J. D'ALBA
- Legal name: D'Alba, Russell, J.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Williamsville, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126347
- AdvisorCensus page: https://advisorcensus.com/firm/russell-j-d-alba-williamsville-ny-126347

## Quick answers

**How is Russell J. D'Alba compensated?**
On its Form ADV (Item 5.E, October 2026), Russell J. D'Alba reports these compensation arrangements: other.

**Where is Russell J. D'Alba located?**
Russell J. D'Alba's principal office is in Williamsville, NY, according to its Form ADV.

**Is Russell J. D'Alba registered with the SEC or a state?**
Russell J. D'Alba is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 126347.

**What types of clients does Russell J. D'Alba serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (4).

**Does Russell J. D'Alba report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126347

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $0 |
| High net worth individuals | 15 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Russell J. D'Alba (CRD 126347): Form ADV filing data as of October 2026.