{ "crd_number": 109513, "slug": "russell-capital-management-llc-lexington-ky-109513", "primary_business_name": "RUSSELL CAPITAL MANAGEMENT, LLC", "legal_name": "RUSSELL CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Lexington", "state": "KY", "country": "United States", "cbsa_code": "30460", "metro": { "cbsa_code": "30460", "common_name": "Lexington", "msa_name": "Lexington-Fayette, KY", "path": "/advisors/ky/lexington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1999-10-15", "years_registered": 26, "period": "2026-10-01", "filing_date": "2026-04-17", "carried_forward": false, "raum_total": 275014718.0, "raum_discretionary": 267790175.0, "raum_non_discretionary": 7224543.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 27161956.0, "count": 10 }, "individuals": { "raum": 53762632.0, "count": 220 }, "high_net_worth_individuals": { "raum": 194090130.0, "count": 69 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "KY", "LA", "NH", "TX" ], "websites": [ "https://facebook.com/RUSSELLCAPITAL", "https://linkedin.com/COMPANY/2245911", "https://russcap.com", "https://twitter.com/RUSSELLCAPITAL" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109513", "city_as_filed": "LEXINGTON", "url": "https://advisorcensus.com/firm/russell-capital-management-llc-lexington-ky-109513", "display_name": "Russell Capital Management, LLC", "summary": "Russell Capital Management, LLC is an SEC-registered investment advisory firm in Lexington, KY, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 17, 2026.", "citation": "AdvisorCensus. Russell Capital Management, LLC (CRD 109513): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Russell Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Russell Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Russell Capital Management, LLC located?", "a": "Russell Capital Management, LLC's principal office is in Lexington, KY, according to its Form ADV." }, { "q": "Is Russell Capital Management, LLC registered with the SEC or a state?", "a": "Russell Capital Management, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109513." }, { "q": "How much does Russell Capital Management, LLC manage?", "a": "Russell Capital Management, LLC reports $275,014,718 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (97% discretionary)." }, { "q": "How have Russell Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Russell Capital Management, LLC: Regulatory assets under management: $300,315,981 in the October 2021 data and $275,014,718 in the October 2026 data, down 8%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Russell Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (220); high net worth individuals (69); charitable organizations (10)." }, { "q": "Which custodians does Russell Capital Management, LLC use?", "a": "Russell Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Russell Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109513" }, { "q": "What changed in Russell Capital Management, LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: No longer lists an office in Vero Beach, FL." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 300315981.0, "total_employees": 5, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 243295204.0, "total_employees": 4, "filing_date": "2022-06-03" }, { "period": "2023-10-01", "regulatory_assets_under_management": 210660467.0, "total_employees": 4, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 251840636.0, "total_employees": 4, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 251483482.0, "total_employees": 4, "filing_date": "2025-03-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 275014718.0, "total_employees": 4, "filing_date": "2026-04-17" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "No longer lists an office in Vero Beach, FL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added an office in Vero Beach, FL." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/russell-capital-management-llc-lexington-ky-109513.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 220, "fewer_than_5": false, "raum": 53762632.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 69, "fewer_than_5": false, "raum": 194090130.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 10, "fewer_than_5": false, "raum": 27161956.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109513", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }