# Runde & Co. LLC

> Runde & Co. LLC is an SEC-registered investment advisory firm in Seattle, WA, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 106383
- Filed as: RUNDE & CO. LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106383
- AdvisorCensus page: https://advisorcensus.com/firm/runde-and-co-llc-seattle-wa-106383

## Quick answers

**How is Runde & Co. LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Runde & Co. LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Runde & Co. LLC charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Runde & Co. LLC located?**
Runde & Co. LLC's principal office is in Seattle, WA, according to its Form ADV.

**Is Runde & Co. LLC registered with the SEC or a state?**
Runde & Co. LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 106383.

**How much does Runde & Co. LLC manage?**
Runde & Co. LLC reports $209,495,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Runde & Co. LLC's assets and staff changed since 2021?**
In the Form ADV data for Runde & Co. LLC: Regulatory assets under management: $162,514,989 in the October 2021 data and $209,495,000 in the October 2026 data, up 29%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Runde & Co. LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44).

**Which custodians does Runde & Co. LLC use?**
Runde & Co. LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Runde & Co. LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106383

**What changed in Runde & Co. LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $185,775,000 to $209,495,000 (+13%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Up to $2,000,000: 1% a year
- $2,000,000 to $5,000,000: 0.75% a year
- Above $5,000,000: 0.5% a year

> Runde & Co. LLC's fee per annum on the assets under management is • 1% on the first $2,000,000 • 0.75% on the next $3,000,000 • 0.50% on all over $5,000,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $209,495,000
- Discretionary: $209,495,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 44 | $201,339,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,180,000 |
| Charitable organizations | Fewer than 5 | $1,976,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rundeinvestmentmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $162,514,989 | 3 | March 12, 2021 |
| October 2022 | $193,104,696 | 3 | March 22, 2022 |
| October 2023 | $160,985,761 | 3 | April 20, 2023 |
| October 2024 | $184,000,000 | 3 | January 26, 2024 |
| October 2025 | $185,775,000 | 3 | March 31, 2025 |
| October 2026 | $209,495,000 | 2 | March 24, 2026 |

Regulatory assets under management: $162,514,989 in the October 2021 data and $209,495,000 in the October 2026 data, up 29%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $185,775,000 to $209,495,000 (+13%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Runde & Co. LLC (CRD 106383): Form ADV filing data as of October 2026.