{ "crd_number": 285090, "slug": "rubric-capital-management-lp-new-york-ny-285090", "primary_business_name": "RUBRIC CAPITAL MANAGEMENT LP", "legal_name": "RUBRIC CAPITAL MANAGEMENT LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-09-29", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 9581125895.0, "raum_discretionary": 9581125895.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 15, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 9581125895.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://rubriccapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285090", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/rubric-capital-management-lp-new-york-ny-285090", "display_name": "Rubric Capital Management LP", "summary": "Rubric Capital Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Rubric Capital Management LP (CRD 285090): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Rubric Capital Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Rubric Capital Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "What does Rubric Capital Management LP's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.15% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Rubric Capital Management LP located?", "a": "Rubric Capital Management LP's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Rubric Capital Management LP registered with the SEC or a state?", "a": "Rubric Capital Management LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285090." }, { "q": "How much does Rubric Capital Management LP manage?", "a": "Rubric Capital Management LP reports $9,581,125,895 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Rubric Capital Management LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Rubric Capital Management LP: Regulatory assets under management: $1,931,267,619 in the October 2021 data and $9,581,125,895 in the October 2026 data, up 396%. Total employees: 12 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Rubric Capital Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Rubric Capital Management LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285090" }, { "q": "What changed in Rubric Capital Management LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $7,103,128,119 to $9,581,125,895 (+35%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1931267619.0, "total_employees": 12, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2509731996.0, "total_employees": 12, "filing_date": "2022-08-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3993118243.0, "total_employees": 12, "filing_date": "2023-06-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4125534703.0, "total_employees": 13, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7103128119.0, "total_employees": 14, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9581125895.0, "total_employees": 15, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 9.", "Regulatory assets under management went from $7,103,128,119 to $9,581,125,895 (+35%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "tiers": [], "flat_rate": null, "stated_range": "1.15% to 1.5% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1.15% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "The Master Fund will pay the Firm on behalf of the Feeder Funds a quarterly management fee for different series or classes of interests/shares in the Feeder Funds that generally range from 1.15% to 1.5% per annum (collectively, the “Management Fee”)." ] } ], "quotes": [ "The Master Fund will pay the Firm on behalf of the Feeder Funds a quarterly management fee for different series or classes of interests/shares in the Feeder Funds that generally range from 1.15% to 1.5% per annum (collectively, the “Management Fee”)." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/rubric-capital-management-lp-new-york-ny-285090.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 9581125895.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285090", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }