# Rubinbrown Advisors LLC

> Rubinbrown Advisors LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 116909
- Filed as: RUBINBROWN ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116909
- AdvisorCensus page: https://advisorcensus.com/firm/rubinbrown-advisors-llc-st-louis-mo-116909

## Quick answers

**How is Rubinbrown Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rubinbrown Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Rubinbrown Advisors LLC charge?**
Its Form ADV Part 2A brochure dated August 28, 2026 states: Flat fee: $2,500 to $10,000 (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Rubinbrown Advisors LLC located?**
Rubinbrown Advisors LLC's principal office is in St. Louis, MO, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Rubinbrown Advisors LLC registered with the SEC or a state?**
Rubinbrown Advisors LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 116909.

**How much does Rubinbrown Advisors LLC manage?**
Rubinbrown Advisors LLC reports $3,860,989,071 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (0% discretionary).

**How have Rubinbrown Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Rubinbrown Advisors LLC: Regulatory assets under management: $2,578,175,549 in the October 2021 data and $3,860,989,071 in the October 2026 data, up 50%. Total employees: 29 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rubinbrown Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (860); individuals (other than high net worth individuals) (291); charitable organizations (6).

**Which custodians does Rubinbrown Advisors LLC use?**
Rubinbrown Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Pershing Advisor Solutions LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Rubinbrown Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116909

**What changed in Rubinbrown Advisors LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 21 to 28. Regulatory assets under management went from $3,268,176,113 to $3,860,989,071 (+18%). Registered or notice-filed in CT, MD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 28, 2026)

- Flat fee: $2,500 to $10,000 (consulting services)

> Fixed fee basis, typically ranging from $ 2,500 to $ 10,000, depending on the specific arrangement reached with the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,860,989,071
- Discretionary: $14,505,715
- Non-discretionary: $3,846,483,356

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 291 | $90,513,213 |
| High net worth individuals | 860 | $3,721,827,589 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $21,706,422 |
| Charitable organizations | 6 | $18,713,366 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $8,228,481 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 30 total, 28 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, LA, MA, MD, MN, MO, MT, NC, NE, NM, NY, PA, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Denver, CO
- Kansas City, MO
- Leawood, KS

### Websites listed on Form ADV (Item 1.I)
- rubinbrown.com
- rubinbrownadvisors.com
- LinkedIn @rubinbrown-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,578,175,549 | 29 | August 30, 2021 |
| October 2022 | $2,115,190,668 | 29 | September 9, 2022 |
| October 2023 | $2,347,032,722 | 26 | August 28, 2023 |
| October 2024 | $3,093,242,655 | 26 | August 27, 2024 |
| October 2025 | $3,093,242,655 | 26 | August 27, 2024 |
| October 2026 | $3,860,989,071 | 30 | August 28, 2026 |

Regulatory assets under management: $2,578,175,549 in the October 2021 data and $3,860,989,071 in the October 2026 data, up 50%.
Total employees: 29 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 21 to 28.
- Regulatory assets under management went from $3,268,176,113 to $3,860,989,071 (+18%).
- Registered or notice-filed in CT, MD.

### December 2025
- Employees performing advisory functions went from 16 to 21.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rubinbrown Advisors LLC (CRD 116909): Form ADV filing data as of October 2026.