# Rubin Overseas Ltd.

> Rubin Overseas Ltd. is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 4, 2025.

- CRD: 169309
- Filed as: RUBIN OVERSEAS LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Zurich, Switzerland
- Filing period: October 2026
- Form ADV filing dated: January 4, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169309
- AdvisorCensus page: https://advisorcensus.com/firm/rubin-overseas-ltd-zurich-169309

## Quick answers

**How is Rubin Overseas Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Rubin Overseas Ltd. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rubin Overseas Ltd. located?**
Rubin Overseas Ltd.'s principal office is in Zurich, Switzerland, according to its Form ADV.

**Is Rubin Overseas Ltd. registered with the SEC or a state?**
Rubin Overseas Ltd. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169309.

**How much does Rubin Overseas Ltd. manage?**
Rubin Overseas Ltd. reports $84,850,024 in regulatory assets under management in its Form ADV filing dated January 4, 2025 (100% discretionary).

**How have Rubin Overseas Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Rubin Overseas Ltd.: Regulatory assets under management: $101,500,000 in the October 2021 data and $84,850,024 in the October 2026 data, down 16%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Rubin Overseas Ltd. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12).

**Does Rubin Overseas Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169309

**What changed in Rubin Overseas Ltd.'s recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in FL, IL, IN, KY, SD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $84,850,024
- Discretionary: $84,850,024
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 12 | $84,850,024 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,500,000 | 5 | March 31, 2021 |
| October 2022 | $98,306,000 | 5 | March 30, 2022 |
| October 2023 | $74,098,547 | 6 | March 22, 2023 |
| October 2024 | $84,850,024 | 6 | March 27, 2024 |
| October 2025 | $84,850,024 | 6 | January 4, 2025 |
| October 2026 | $84,850,024 | 6 | January 4, 2025 |

Regulatory assets under management: $101,500,000 in the October 2021 data and $84,850,024 in the October 2026 data, down 16%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in FL, IL, IN, KY, SD.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rubin Overseas Ltd. (CRD 169309): Form ADV filing data as of October 2026.