# Rubicon Financial Group, LLC

> Rubicon Financial Group, LLC is a state-registered investment advisory firm in Fountain Hills, AZ, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated September 16, 2026.

- CRD: 344258
- Filed as: RUBICON FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fountain Hills, AZ
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/344258
- AdvisorCensus page: https://advisorcensus.com/firm/rubicon-financial-group-llc-fountain-hills-az-344258

## Quick answers

**How is Rubicon Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Rubicon Financial Group, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Rubicon Financial Group, LLC located?**
Rubicon Financial Group, LLC's principal office is in Fountain Hills, AZ, according to its Form ADV.

**Is Rubicon Financial Group, LLC registered with the SEC or a state?**
Rubicon Financial Group, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 344258.

**Does Rubicon Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/344258

**What changed in Rubicon Financial Group, LLC's recent Form ADV filings?**
In the October 2026 filing data: Newly registered with a state securities regulator.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [rubiconfinancialgroup.us](https://rubiconfinancialgroup.us)

## Changes in the filing (last 12 months)

### October 2026
- Newly registered with a state securities regulator.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Rubicon Financial Group, LLC (CRD 344258): Form ADV filing data as of October 2026.