# RTW Financial Advisors Inc > RTW Financial Advisors Inc is an SEC-registered investment advisory firm in Dallas, TX, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 22, 2026. - CRD: 109934 - Filed as: RTW FINANCIAL ADVISORS INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Dallas, TX - Filing period: October 2026 - Form ADV filing dated: June 22, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109934 - AdvisorCensus page: https://advisorcensus.com/firm/rtw-financial-advisors-inc-dallas-tx-109934 ## Quick answers **How is RTW Financial Advisors Inc compensated?** On its Form ADV (Item 5.E, October 2026), RTW Financial Advisors Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure. **Where is RTW Financial Advisors Inc located?** RTW Financial Advisors Inc's principal office is in Dallas, TX, according to its Form ADV. **Is RTW Financial Advisors Inc registered with the SEC or a state?** RTW Financial Advisors Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 109934. **How much does RTW Financial Advisors Inc manage?** RTW Financial Advisors Inc reports $581,023,969 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (94% discretionary). **How have RTW Financial Advisors Inc's assets and staff changed since 2021?** In the Form ADV data for RTW Financial Advisors Inc: Regulatory assets under management: $344,981,194 in the October 2021 data and $581,023,969 in the October 2026 data, up 68%. Total employees: 13 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does RTW Financial Advisors Inc serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (93); high net worth individuals (85); pension and profit sharing plans (but not the plan participants or government pension plans) (2). **Which custodians does RTW Financial Advisors Inc use?** RTW Financial Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Hilltop Securities Inc. (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets. **Does RTW Financial Advisors Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109934 **What changed in RTW Financial Advisors Inc's recent Form ADV filings?** In the July 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) - Commissions ### Custodians (Schedule D, Section 5.K(3)) - Hilltop Securities Inc. (affiliated with the firm) Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $581,023,969 - Discretionary: $545,274,980 - Non-discretionary: $35,748,989 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 93 | $33,962,573 | | High net worth individuals | 85 | $467,902,147 | | Banking or thrift institutions | 0 | Not reported | | Investment companies | 0 | Not reported | | Business development companies | 0 | Not reported | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $69,332,382 | | Charitable organizations | 2 | $9,826,867 | | State or municipal government entities (including government pension plans) | 0 | Not reported | | Other investment advisers | 0 | Not reported | | Insurance companies | 0 | Not reported | | Sovereign wealth funds and foreign official institutions | 0 | Not reported | | Corporations or other businesses not listed above | 0 | Not reported | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Selection of other advisers (including private fund managers) ### Firm details - Registered since: 1991 (35 years) - Employees: 11 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $344,981,194 | 13 | March 31, 2021 | | October 2022 | $382,765,254 | 12 | March 30, 2022 | | October 2023 | $464,138,158 | 12 | March 30, 2023 | | October 2024 | $472,046,494 | 11 | March 29, 2024 | | October 2025 | $508,502,723 | 11 | March 31, 2025 | | October 2026 | $581,023,969 | 11 | June 22, 2026 | Regulatory assets under management: $344,981,194 in the October 2021 data and $581,023,969 in the October 2026 data, up 68%. Total employees: 13 in October 2021 and 11 in October 2026. ## Changes in the filing (last 12 months) ### July 2026 - Updated its list of owners and control persons (Schedule A). ### April 2026 - Regulatory assets under management went from $508,502,723 to $581,023,969 (+14%). - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RTW Financial Advisors Inc (CRD 109934): Form ADV filing data as of October 2026.