# RSG Financial Group Inc

> RSG Financial Group Inc is a state-registered investment advisory firm in Stockton, CA, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 136849
- Filed as: RSG FINANCIAL GROUP INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Stockton, CA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136849
- AdvisorCensus page: https://advisorcensus.com/firm/rsg-financial-group-inc-stockton-ca-136849

## Quick answers

**How is RSG Financial Group Inc compensated?**
On its Form ADV (Item 5.E, October 2026), RSG Financial Group Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is RSG Financial Group Inc located?**
RSG Financial Group Inc's principal office is in Stockton, CA, according to its Form ADV.

**Is RSG Financial Group Inc registered with the SEC or a state?**
RSG Financial Group Inc is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 136849.

**How much does RSG Financial Group Inc manage?**
RSG Financial Group Inc reports $50,110,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does RSG Financial Group Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (103); insurance companies (1); corporations or other businesses not listed above (1).

**Does RSG Financial Group Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136849

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $50,110,000
- Discretionary: $50,110,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $46,405,082 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $361,495 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $3,343,423 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (25 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- geoffpetersonrssa.com
- geoffreypeterson.info
- rsgfinancial.com
- LinkedIn @charles-richesin-cpa-42a3426a
- LinkedIn @geoff-peterson-2b965259
- X @gpetersonRSG

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RSG Financial Group Inc (CRD 136849): Form ADV filing data as of October 2026.