# RSA Capital

> RSA Capital is a state-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 173899
- Filed as: RSA CAPITAL
- Legal name: Rockystream Advisor, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/173899
- AdvisorCensus page: https://advisorcensus.com/firm/rsa-capital-173899

## Quick answers

**How is RSA Capital compensated?**
On its Form ADV (Item 5.E, October 2026), RSA Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is RSA Capital registered with the SEC or a state?**
RSA Capital is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 173899.

**How much does RSA Capital manage?**
RSA Capital reports $23,900,000 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**What types of clients does RSA Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (8); corporations or other businesses not listed above (5).

**Does RSA Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/173899

**What changed in RSA Capital's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $13,124,077 to $23,900,000 (+82%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $23,900,000
- Discretionary: $23,900,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $1,800,000 |
| High net worth individuals | 8 | $13,600,000 |
| Corporations or other businesses not listed above | 5 | $8,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rscim.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $13,124,077 to $23,900,000 (+82%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RSA Capital (CRD 173899): Form ADV filing data as of October 2026.