# RS Crum Inc.

> RS Crum Inc. is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 158621
- Filed as: RS CRUM INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158621
- AdvisorCensus page: https://advisorcensus.com/firm/rs-crum-inc-newport-beach-ca-158621

## Quick answers

**How is RS Crum Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), RS Crum Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is RS Crum Inc. located?**
RS Crum Inc.'s principal office is in Newport Beach, CA, according to its Form ADV.

**Is RS Crum Inc. registered with the SEC or a state?**
RS Crum Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158621.

**How much does RS Crum Inc. manage?**
RS Crum Inc. reports $720,678,466 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (97% discretionary).

**How have RS Crum Inc.'s assets and staff changed since 2021?**
In the Form ADV data for RS Crum Inc.: Regulatory assets under management: $554,960,902 in the October 2021 data and $720,678,466 in the October 2026 data, up 30%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RS Crum Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (186); individuals (other than high net worth individuals) (142); charitable organizations (4).

**Which custodians does RS Crum Inc. use?**
RS Crum Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does RS Crum Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158621

**What changed in RS Crum Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $616,982,377 to $720,678,466 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $720,678,466
- Discretionary: $702,209,242
- Non-discretionary: $18,469,224

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $55,021,080 |
| High net worth individuals | 186 | $665,579,295 |
| Charitable organizations | 4 | $78,091 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rscrum.com
- Facebook @rscruminc
- LinkedIn @RS-CRUM-INC
- YouTube @UCHhHiRL1n2I8PctjVoZjNpw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $554,960,902 | 9 | March 31, 2021 |
| October 2022 | $617,098,631 | 9 | June 10, 2022 |
| October 2023 | $528,001,532 | 9 | October 3, 2023 |
| October 2024 | $586,160,379 | 7 | March 20, 2024 |
| October 2025 | $616,982,377 | 8 | March 27, 2025 |
| October 2026 | $720,678,466 | 9 | September 9, 2026 |

Regulatory assets under management: $554,960,902 in the October 2021 data and $720,678,466 in the October 2026 data, up 30%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $616,982,377 to $720,678,466 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RS Crum Inc. (CRD 158621): Form ADV filing data as of October 2026.