# RS Asset Management, LLC

> RS Asset Management, LLC is an SEC-registered investment advisory firm in Colorado Springs, CO, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 157768
- Filed as: RS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Colorado Springs, CO
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157768
- AdvisorCensus page: https://advisorcensus.com/firm/rs-asset-management-llc-colorado-springs-co-157768

## Quick answers

**How is RS Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RS Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does RS Asset Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RS Asset Management, LLC located?**
RS Asset Management, LLC's principal office is in Colorado Springs, CO, according to its Form ADV.

**Is RS Asset Management, LLC registered with the SEC or a state?**
RS Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 157768.

**How much does RS Asset Management, LLC manage?**
RS Asset Management, LLC reports $107,201,521 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have RS Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for RS Asset Management, LLC: Regulatory assets under management: $103,404,361 in the October 2021 data and $107,201,521 in the October 2026 data, up 4%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RS Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (168); high net worth individuals (83).

**Which custodians does RS Asset Management, LLC use?**
RS Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does RS Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157768

**What changed in RS Asset Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $150,188,314 to $107,201,521 (-29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> Our fees for Comprehensive Portfolio Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.

> Our fees for Asset Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.

> Our fees range from 1.00% to 2.00% of any assets under Management. Our firm's fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,201,521
- Discretionary: $107,201,521
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 168 | $16,078,459 |
| High net worth individuals | 83 | $91,123,062 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, KS, NM, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rsassetmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $103,404,361 | 2 | January 27, 2021 |
| October 2022 | $101,457,937 | 2 | January 19, 2022 |
| October 2023 | $114,872,438 | 2 | January 17, 2023 |
| October 2024 | $129,438,495 | 2 | January 29, 2024 |
| October 2025 | $150,188,314 | 2 | January 23, 2025 |
| October 2026 | $107,201,521 | 2 | March 3, 2026 |

Regulatory assets under management: $103,404,361 in the October 2021 data and $107,201,521 in the October 2026 data, up 4%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $150,188,314 to $107,201,521 (-29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RS Asset Management, LLC (CRD 157768): Form ADV filing data as of October 2026.