{
  "crd_number": 157768,
  "slug": "rs-asset-management-llc-colorado-springs-co-157768",
  "primary_business_name": "RS ASSET MANAGEMENT, LLC",
  "legal_name": "RS ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Colorado Springs",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "17820",
  "metro": {
    "cbsa_code": "17820",
    "common_name": "Colorado Springs",
    "msa_name": "Colorado Springs, CO",
    "path": "/advisors/co/colorado-springs"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-01-29",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": 107201521.0,
  "raum_discretionary": 107201521.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 16078459.0,
      "count": 168
    },
    "high_net_worth_individuals": {
      "raum": 91123062.0,
      "count": 83
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "KS",
    "NM",
    "TX",
    "WA"
  ],
  "websites": [
    "https://rsassetmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157768",
  "city_as_filed": "COLORADO SPRINGS",
  "url": "https://advisorcensus.com/firm/rs-asset-management-llc-colorado-springs-co-157768",
  "display_name": "RS Asset Management, LLC",
  "summary": "RS Asset Management, LLC is an SEC-registered investment advisory firm in Colorado Springs, CO, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.",
  "citation": "AdvisorCensus. RS Asset Management, LLC (CRD 157768): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is RS Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), RS Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does RS Asset Management, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is RS Asset Management, LLC located?",
      "a": "RS Asset Management, LLC's principal office is in Colorado Springs, CO, according to its Form ADV."
    },
    {
      "q": "Is RS Asset Management, LLC registered with the SEC or a state?",
      "a": "RS Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 157768."
    },
    {
      "q": "How much does RS Asset Management, LLC manage?",
      "a": "RS Asset Management, LLC reports $107,201,521 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have RS Asset Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for RS Asset Management, LLC: Regulatory assets under management: $103,404,361 in the October 2021 data and $107,201,521 in the October 2026 data, up 4%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does RS Asset Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (168); high net worth individuals (83)."
    },
    {
      "q": "Which custodians does RS Asset Management, LLC use?",
      "a": "RS Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does RS Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157768"
    },
    {
      "q": "What changed in RS Asset Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $150,188,314 to $107,201,521 (-29%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 103404361.0,
      "total_employees": 2,
      "filing_date": "2021-01-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 101457937.0,
      "total_employees": 2,
      "filing_date": "2022-01-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 114872438.0,
      "total_employees": 2,
      "filing_date": "2023-01-17"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 129438495.0,
      "total_employees": 2,
      "filing_date": "2024-01-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 150188314.0,
      "total_employees": 2,
      "filing_date": "2025-01-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 107201521.0,
      "total_employees": 2,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $150,188,314 to $107,201,521 (-29%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 3, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our fees for Comprehensive Portfolio Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.",
          "Our fees for Asset Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.",
          "Our fees range from 1.00% to 2.00% of any assets under Management. Our firm's fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter."
        ]
      }
    ],
    "quotes": [
      "Our fees for Comprehensive Portfolio Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.",
      "Our fees for Asset Management are negotiable depending on the scope and complexity of the portfolio. Our fees range from 1.00% to 2.00% of any assets under management.",
      "Our fees range from 1.00% to 2.00% of any assets under Management. Our firm's fees are billed on a pro-rata annualized basis quarterly in advance based on the value of your account on the last day of the previous quarter."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/rs-asset-management-llc-colorado-springs-co-157768.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 168,
      "fewer_than_5": false,
      "raum": 16078459.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 83,
      "fewer_than_5": false,
      "raum": 91123062.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157768",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}