# RPM Capital Management, LLC

> RPM Capital Management, LLC is an SEC-registered investment advisory firm in Rye Brook, NY, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 164200
- Filed as: RPM CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rye Brook, NY
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164200
- AdvisorCensus page: https://advisorcensus.com/firm/rpm-capital-management-llc-rye-brook-ny-164200

## Quick answers

**How is RPM Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RPM Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**How much does RPM Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 4, 2026 states: Up to $10,000,000: 1% a year; Above $10,000,001: 0.9% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RPM Capital Management, LLC located?**
RPM Capital Management, LLC's principal office is in Rye Brook, NY, according to its Form ADV.

**Is RPM Capital Management, LLC registered with the SEC or a state?**
RPM Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 164200.

**How much does RPM Capital Management, LLC manage?**
RPM Capital Management, LLC reports $74,330,238 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).

**How have RPM Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for RPM Capital Management, LLC: Regulatory assets under management: $172,115,384 in the October 2021 data and $74,330,238 in the October 2026 data, down 57%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RPM Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (135); corporations or other businesses not listed above (6); individuals (other than high net worth individuals) (5).

**Which custodians does RPM Capital Management, LLC use?**
RPM Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does RPM Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164200

**Does RPM Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 4, 2026 says: "RPM Capital Management requires each client seeking investment management services to place at least $500,000 under management. The firm may waive this account minimum requirement under certain circumstances, in our discretion."

**What changed in RPM Capital Management, LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 4, 2026)

- Up to $10,000,000: 1% a year
- Above $10,000,001: 0.9% a year

> Total Assets Under Management Annual Fee Up to $10,000,000 1.00% Above $10,000,001 0.90%

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> RPM Capital Management requires each client seeking investment management services to place at least $500,000 under management. The firm may waive this account minimum requirement under certain circumstances, in our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $74,330,238
- Discretionary: $74,330,238
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $683,243 |
| High net worth individuals | 135 | $70,984,407 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $501,026 |
| Charitable organizations | 1 | $43,685 |
| Corporations or other businesses not listed above | 6 | $2,117,877 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CT, FL, MA, NH, NJ, NY, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164200

### Websites listed on Form ADV (Item 1.I)
- rpmcapitalmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $172,115,384 | 1 | April 2, 2021 |
| October 2022 | $108,157,636 | 1 | March 29, 2022 |
| October 2023 | $92,689,969 | 1 | June 8, 2023 |
| October 2024 | $85,941,067 | 2 | March 29, 2024 |
| October 2025 | $78,398,266 | 2 | July 8, 2025 |
| October 2026 | $74,330,238 | 2 | August 4, 2026 |

Regulatory assets under management: $172,115,384 in the October 2021 data and $74,330,238 in the October 2026 data, down 57%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RPM Capital Management, LLC (CRD 164200): Form ADV filing data as of October 2026.