# RPG Investment Advisory, LLC

> RPG Investment Advisory, LLC is an SEC-registered investment advisory firm in Pleasanton, CA, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 172173
- Filed as: RPG INVESTMENT ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pleasanton, CA
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172173
- AdvisorCensus page: https://advisorcensus.com/firm/rpg-investment-advisory-llc-pleasanton-ca-172173

## Quick answers

**How is RPG Investment Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), RPG Investment Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does RPG Investment Advisory, LLC charge?**
Its Form ADV Part 2A brochure dated January 27, 2026 states: Hourly rate: $250 an hour (financial planning services); Flat fee: $600 to $1,800 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is RPG Investment Advisory, LLC located?**
RPG Investment Advisory, LLC's principal office is in Pleasanton, CA, according to its Form ADV.

**Is RPG Investment Advisory, LLC registered with the SEC or a state?**
RPG Investment Advisory, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172173.

**How much does RPG Investment Advisory, LLC manage?**
RPG Investment Advisory, LLC reports $1,043,868,256 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**How have RPG Investment Advisory, LLC's assets and staff changed since 2021?**
In the Form ADV data for RPG Investment Advisory, LLC: Regulatory assets under management: $615,184,613 in the October 2021 data and $1,043,868,256 in the October 2026 data, up 70%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does RPG Investment Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (953).

**Which custodians does RPG Investment Advisory, LLC use?**
RPG Investment Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets.

**Does RPG Investment Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172173

**Does RPG Investment Advisory, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 27, 2026 says: "In general, we do not impose a minimum account size requirement."

**What changed in RPG Investment Advisory, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $858,493,392 to $1,043,868,256 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Account minimum: None

> In general, we do not impose a minimum account size requirement.

- Hourly rate: $250 an hour (financial planning services)

> For financial planning services, we charge either a negotiable hourly rate of $250.00 or a negotiable fixed fee ranging between $600 and $1,800.

- Flat fee: $600 to $1,800 (financial planning services)

> For financial planning services, we charge either a negotiable hourly rate of $250.00 or a negotiable fixed fee ranging between $600 and $1,800.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers Corp.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,043,868,256
- Discretionary: $1,043,868,256
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 953 | $1,043,868,256 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (11 years)
- Employees: 9 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, FL, LA, MS, NE, NH, NV, OR, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- rpgadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $615,184,613 | 9 | February 2, 2021 |
| October 2022 | $716,457,779 | 9 | February 14, 2022 |
| October 2023 | $587,210,394 | 9 | July 25, 2023 |
| October 2024 | $705,314,756 | 9 | March 6, 2024 |
| October 2025 | $858,493,392 | 9 | January 15, 2025 |
| October 2026 | $1,043,868,256 | 9 | January 27, 2026 |

Regulatory assets under management: $615,184,613 in the October 2021 data and $1,043,868,256 in the October 2026 data, up 70%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $858,493,392 to $1,043,868,256 (+22%).

### December 2025
- Registered or notice-filed in OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. RPG Investment Advisory, LLC (CRD 172173): Form ADV filing data as of October 2026.