# Royal Palm Investment Advisors, Inc

> Royal Palm Investment Advisors, Inc is a state-registered investment advisory firm in Longwood, FL, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 142335
- Filed as: ROYAL PALM INVESTMENT ADVISORS, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Longwood, FL
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142335
- AdvisorCensus page: https://advisorcensus.com/firm/royal-palm-investment-advisors-inc-longwood-fl-142335

## Quick answers

**How is Royal Palm Investment Advisors, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Royal Palm Investment Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Royal Palm Investment Advisors, Inc located?**
Royal Palm Investment Advisors, Inc's principal office is in Longwood, FL, according to its Form ADV.

**Is Royal Palm Investment Advisors, Inc registered with the SEC or a state?**
Royal Palm Investment Advisors, Inc is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 142335.

**How much does Royal Palm Investment Advisors, Inc manage?**
Royal Palm Investment Advisors, Inc reports $39,803,992 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**What types of clients does Royal Palm Investment Advisors, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (10).

**Does Royal Palm Investment Advisors, Inc report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142335

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $39,803,992
- Discretionary: $39,803,992
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 91 | $23,385,157 |
| High net worth individuals | 10 | $16,418,835 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, IN, NC, OH, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142335

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Royal Palm Investment Advisors, Inc (CRD 142335): Form ADV filing data as of October 2026.