# Royal Financial Investment Group

> Royal Financial Investment Group is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.

- CRD: 316433
- Filed as: ROYAL FINANCIAL INVESTMENT GROUP
- Legal name: Royal Financial Investment Group, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: July 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316433
- AdvisorCensus page: https://advisorcensus.com/firm/royal-financial-investment-group-316433

## Quick answers

**How is Royal Financial Investment Group compensated?**
On its Form ADV (Item 5.E, October 2026), Royal Financial Investment Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Royal Financial Investment Group registered with the SEC or a state?**
Royal Financial Investment Group is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 316433.

**How much does Royal Financial Investment Group manage?**
Royal Financial Investment Group reports $5,950,000 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (96% discretionary).

**What types of clients does Royal Financial Investment Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50).

**Does Royal Financial Investment Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316433

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,950,000
- Discretionary: $5,700,000
- Non-discretionary: $250,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $5,950,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- royalfinancials.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Royal Financial Investment Group (CRD 316433): Form ADV filing data as of October 2026.